Charles B. Johnson - Sep 30, 2021 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
10%+ Owner
Signature
/s/ Charles B. Johnson
Stock symbol
BEN
Transactions as of
Sep 30, 2021
Transactions value $
$0
Form type
5
Date filed
11/1/2021, 04:55 PM
Next filing
Oct 31, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift $0 -31.7K -0.04% $0.00 88.5M Dec 21, 2020 Direct F1
transaction BEN Common Stock, par value $.10 Gift $0 -1.1M -1.22% $0.00 88.5M Dec 28, 2020 Direct F1
transaction BEN Common Stock, par value $.10 Other $0 +210K +0.24% $0.00 88.5M Jun 23, 2021 Direct F1, F2
holding BEN Common Stock, par value $.10 21.3K Sep 30, 2021 By 401(k) F3
holding BEN Common Stock, par value $.10 4.06M Sep 30, 2021 By IRA
holding BEN Common Stock, par value $.10 2.17M Sep 30, 2021 By Spouse
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Reporting Person received the shares as annuity payments from the independent trustee of separate irrevocable grantor retained annuity trusts for estate planning purposes.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2021.

Remarks:

Copy of Limited Power of Attorney included as Exhibit 24.