Gregory E. Johnson - Sep 30, 2022 Form 5 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
Executive Chairman, Director
Signature
/s/ Gregory E. Johnson
Stock symbol
BEN
Transactions as of
Sep 30, 2022
Transactions value $
$0
Form type
5
Date filed
10/27/2022, 02:48 PM
Previous filing
Dec 14, 2021
Next filing
Nov 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Gift $0 +884 +0.04% $0.00 2.31M Dec 13, 2021 Direct
transaction BEN Common Stock, par value $.10 Gift $0 +1.77K +0.73% $0.00 245K Dec 13, 2021 By Children or As Trustee For Children F1
transaction BEN Common Stock, par value $.10 Gift $0 +884 +4.03% $0.00 22.8K Dec 13, 2021 By Spouse F2
holding BEN Common Stock, par value $.10 6.57K Sep 30, 2022 By 401(k) F3
holding BEN Common Stock, par value $.10 2.57M Sep 30, 2022 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 8.1K Sep 30, 2022 By Business Trust F5
holding BEN Common Stock, par value $.10 396K Sep 30, 2022 By Venture Limited Partnership F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
F2 Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2022.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.