Joseph Chan - 15 Sep 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
15 Sep 2022
Net transactions value
-$202
Form type
4
Filing time
19 Sep 2022, 09:28:49 UTC
Previous filing
06 Sep 2022
Next filing
22 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +8 +0.11% $0.000000 7,070 15 Sep 2022 Direct F1
transaction YUMC Common Stock Tax liability $202 -4 -0.06% $50.48 7,066 15 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +8 $0.000000* 0 15 Sep 2022 Common Stock 8 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +63 +0.24% $0.000000 26,567 15 Sep 2022 Common Stock 63 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Award $0 +11 +0.23% $0.000000 4,822 15 Sep 2022 Common Stock 11 Direct F1, F3, F5
transaction YUMC Restricted Stock Unit Options Exercise $0 -8 -100% $0.000000* 0 15 Sep 2022 Common Stock 8 Direct F1, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vested 1/3 per year beginning one year from the grant date.
F3 This grant does not have an expiration date.
F4 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F5 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F6 Vesting of Restricted Stock Units previously issued to the Reporting Person occured 1/3 per year beginning one year from 9/3/2019.