Joseph Chan - Sep 15, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Sep 15, 2022
Transactions value $
-$202
Form type
4
Date filed
9/19/2022, 09:28 AM
Previous filing
Sep 6, 2022
Next filing
Dec 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +8 +0.11% $0.00 7.07K Sep 15, 2022 Direct F1
transaction YUMC Common Stock Tax liability -$202 -4 -0.06% $50.48 7.07K Sep 15, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +8 $0.00* 0 Sep 15, 2022 Common Stock 8 Direct F1, F2, F3
transaction YUMC Restricted Stock Unit Award $0 +63 +0.24% $0.00 26.6K Sep 15, 2022 Common Stock 63 Direct F1, F3, F4
transaction YUMC Restricted Stock Unit Award $0 +11 +0.23% $0.00 4.82K Sep 15, 2022 Common Stock 11 Direct F1, F3, F5
transaction YUMC Restricted Stock Unit Options Exercise $0 -8 -100% $0.00* 0 Sep 15, 2022 Common Stock 8 Direct F1, F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vested 1/3 per year beginning one year from the grant date.
F3 This grant does not have an expiration date.
F4 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F5 These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F6 Vesting of Restricted Stock Units previously issued to the Reporting Person occured 1/3 per year beginning one year from 9/3/2019.