Joseph Chan - Sep 3, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief Legal Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Sep 3, 2022
Transactions value $
-$58,173
Form type
4
Date filed
9/6/2022, 09:17 PM
Previous filing
Jun 23, 2022
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +3.59K +76.56% $0.00 8.28K Sep 3, 2022 Direct F1
transaction YUMC Common Stock Tax liability -$58.2K -1.22K -14.7% $47.80 7.06K Sep 3, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -3.59K -100% $0.00* 0 Sep 3, 2022 Common Stock 3.59K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 1/3 per year beginning one year from 9/3/2019.
F3 This grant does not have an expiration date.