Jennifer M. Johnson - 16 Aug 2022 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
16 Aug 2022
Net transactions value
-$1,587,211
Form type
4
Filing time
18 Aug 2022, 12:40:07 UTC
Previous filing
14 Dec 2021
Next filing
07 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Sale $1,587,211 -55,201 -2.9% $28.75 1,870,068 16 Aug 2022 Direct F1
transaction BEN Common Stock, par value $.10 Gift +884 +0.04% 2,176,643 13 Dec 2021 Direct F2
transaction BEN Common Stock, par value $.10 Gift +4,420 +1% 442,864 13 Dec 2021 By Children or As Trustee For Children F2, F3
holding BEN Common Stock, par value $.10 2,260 16 Aug 2022 By 401(k) F4
holding BEN Common Stock, par value $.10 2,610,000 16 Aug 2022 By Business Limited Partnership F5
holding BEN Common Stock, par value $.10 15,000 16 Aug 2022 By Business Trust F6
holding BEN Common Stock, par value $.10 198,000 16 Aug 2022 By Venture Limited Partnership F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.7050 to $28.8200, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 Not applicable.
F3 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F4 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 15, 2022.
F5 Business limited partnership under control of Reporting Person.
F6 Business trust for the benefit of Reporting Person and Reporting Person's children.
F7 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.