Jennifer M. Johnson - Dec 13, 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Role
President and CEO, Director
Signature
/s/ Virginia Rosas, Attorney-in-Fact
Stock symbol
BEN
Transactions as of
Dec 13, 2021
Transactions value $
$185,237
Form type
4
Date filed
12/14/2021, 02:50 PM
Previous filing
Nov 10, 2021
Next filing
Aug 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $185K +5.43K +0.28% $34.12 1.91M Dec 13, 2021 Direct F1, F2
holding BEN Common Stock, par value $.10 2.19K Dec 13, 2021 By 401(k) F3
holding BEN Common Stock, par value $.10 2.61M Dec 13, 2021 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 15K Dec 13, 2021 By Business Trust F5
holding BEN Common Stock, par value $.10 438K Dec 13, 2021 By Children or As Trustee For Children F6
holding BEN Common Stock, par value $.10 198K Dec 13, 2021 By Venture Limited Partnership F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 13, 2021, the Reporting Person was granted a restricted stock unit award.
F2 Of the amount of securities beneficially owned, 344,432 shares represent unvested restricted stock and stock unit awards.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F7 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.