Jennifer M. Johnson - 13 Dec 2021 Form 4 Insider Report for FRANKLIN RESOURCES INC (BEN)

Signature
/s/ Virginia Rosas, Attorney-in-Fact
Issuer symbol
BEN
Transactions as of
13 Dec 2021
Net transactions value
+$185,237
Form type
4
Filing time
14 Dec 2021, 14:50:57 UTC
Previous filing
10 Nov 2021
Next filing
18 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEN Common Stock, par value $.10 Award $185,237 +5,429 +0.28% $34.12 1,913,590 13 Dec 2021 Direct F1, F2
holding BEN Common Stock, par value $.10 2,191 13 Dec 2021 By 401(k) F3
holding BEN Common Stock, par value $.10 2,610,000 13 Dec 2021 By Business Limited Partnership F4
holding BEN Common Stock, par value $.10 15,000 13 Dec 2021 By Business Trust F5
holding BEN Common Stock, par value $.10 438,444 13 Dec 2021 By Children or As Trustee For Children F6
holding BEN Common Stock, par value $.10 198,000 13 Dec 2021 By Venture Limited Partnership F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 13, 2021, the Reporting Person was granted a restricted stock unit award.
F2 Of the amount of securities beneficially owned, 344,432 shares represent unvested restricted stock and stock unit awards.
F3 Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 31, 2021.
F4 Business limited partnership under control of Reporting Person.
F5 Business trust for the benefit of Reporting Person and Reporting Person's children.
F6 Shares held by Reporting Person's children or by Reporting Person as trustee for her children. Reporting Person disclaims beneficial ownership of such shares.
F7 Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.