DAVID SPECTOR - 10 Aug 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chairman & CEO, Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Issuer symbol
PFSI
Transactions as of
10 Aug 2022
Transactions value $
-$2,636,190
Form type
4
Filing time
11 Aug 2022, 17:15:59 UTC
Previous filing
17 Mar 2022
Next filing
08 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Sale -$2.64M -45K -6.2% $58.58 680K 10 Aug 2022 Direct F1, F2
holding PFSI Common Stock 466K 10 Aug 2022 ST Family Investment Company LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of multiple transactions ranging from $58.12 to $58.92. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
F2 The reported amount consists of 54,856 restricted stock units and 625,530 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.