DAVID SPECTOR - 15 Mar 2022 Form 4 Insider Report for PennyMac Financial Services, Inc. (PFSI)

Role
Chairman & CEO, Director
Signature
/s/ Derek W. Stark, attorney-in-fact for Mr. Spector
Issuer symbol
PFSI
Transactions as of
15 Mar 2022
Transactions value $
-$198,640
Form type
4
Filing time
17 Mar 2022, 19:19:51 UTC
Previous filing
07 Mar 2022
Next filing
11 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFSI Common Stock Tax liability -$199K -3.67K -0.5% $54.14 725K 15 Mar 2022 Direct F1, F2
holding PFSI Common Stock 466K 15 Mar 2022 ST Family Investment Company LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld for taxes upon vesting of restricted stock units.
F2 The reported amount consists of 54,856 restricted stock units and 670,530 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.