Christopher Lee Turner - Mar 12, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Financial Officer
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 12, 2021
Transactions value $
$333,443
Form type
4
Date filed
8/10/2022, 11:29 AM
Previous filing
Aug 10, 2021
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $519K +4.43K +71.54% $116.93 10.6K Aug 9, 2022 Direct
transaction YUM Common Stock Tax liability -$205K -1.75K -16.46% $116.93 8.88K Aug 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $4.32K +41.2 +0.47% $104.81 8.81K Mar 12, 2021 Common Stock 41.2 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $4.34K +36.3 +0.41% $119.65 8.85K Jun 11, 2021 Common Stock 36.3 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2.5K +21.5 +0.48% $116.26 4.55K Mar 11, 2022 Common Stock 21.5 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2.92K +25.1 +0.49% $116.26 5.15K Mar 11, 2022 Common Stock 25.1 Direct F3, F4
transaction YUM Restricted Stock Units Other $2.51K +22 +0.48% $114.41 4.57K Jun 10, 2022 Common Stock 22 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2.93K +25.6 +0.5% $114.41 5.17K Jun 10, 2022 Common Stock 25.6 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -4.43K -100% $0.00* 0 Aug 9, 2022 Common Stock 4.43K $119.02 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 33% per year beginning one year from grant date.
F2 Shares underlying grant will fully distribute 08/09/2022.
F3 Conversion occurs on a one-for-one basis.
F4 Vesting occurs 25% per year beginning one year from grant date.