Christopher Lee Turner - Mar 6, 2020 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role: Chief Financial Officer
Signature: /s/ M. Gayle Hobson, POA
Stock symbol: YUM
Transactions as of: Mar 6, 2020
Transactions value $: $406,642
Form type: 4
Date filed: 8/10/2021, 02:39 PM
Next filing: Aug 10, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$560K	+4.2K	+129.83%	$133.20	7.44K	Aug 9, 2021	Direct
transaction	YUM	Common Stock	Tax liability	-$177K	-1.33K	-17.91%	$133.20^*	6.1K	Aug 9, 2021	Direct
transaction	YUM	Common Stock	Options Exercise	$20.8K	+156	+2.56%	$133.20	6.26K	Aug 9, 2021	Direct
transaction	YUM	Common Stock	Tax liability	-$8.26K	-62	-0.99%	$133.20	6.2K	Aug 9, 2021	Direct

Showing 1 to 4 of 4 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Restricted Stock Units	Other	$5.97K	+66.8	+0.52%	$89.40	12.8K	Mar 6, 2020	Common Stock	66.8	$119.02	Direct	F1, F2
transaction	YUM	Restricted Stock Units	Other	$6K	+65.7	+0.51%	$91.28	13K	Jun 12, 2020	Common Stock	65.7	$119.02	Direct	F1, F2
transaction	YUM	Restricted Stock Units	Options Exercise	$0	-4.2K	-47.9%	$0.00	4.57K	Aug 9, 2021	Common Stock	4.2K	$119.02	Direct	F1, F2
transaction	YUM	Restricted Stock Units	Options Exercise	$0	-156	-3.41%	$0.00	4.41K	Aug 9, 2021	Common Stock	156	$119.02	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vesting occurs 33% per year beginning one year from grant date.
F2	Shares underlying grant will fully distribute 08/09/2022.