Christopher Lee Turner - Mar 6, 2020 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
Chief Financial Officer
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 6, 2020
Transactions value $
$406,642
Form type
4
Date filed
8/10/2021, 02:39 PM
Next filing
Aug 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $560K +4.2K +129.83% $133.20 7.44K Aug 9, 2021 Direct
transaction YUM Common Stock Tax liability -$177K -1.33K -17.91% $133.20* 6.1K Aug 9, 2021 Direct
transaction YUM Common Stock Options Exercise $20.8K +156 +2.56% $133.20 6.26K Aug 9, 2021 Direct
transaction YUM Common Stock Tax liability -$8.26K -62 -0.99% $133.20 6.2K Aug 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $5.97K +66.8 +0.52% $89.40 12.8K Mar 6, 2020 Common Stock 66.8 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $6K +65.7 +0.51% $91.28 13K Jun 12, 2020 Common Stock 65.7 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Options Exercise $0 -4.2K -47.9% $0.00 4.57K Aug 9, 2021 Common Stock 4.2K $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Options Exercise $0 -156 -3.41% $0.00 4.41K Aug 9, 2021 Common Stock 156 $119.02 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 33% per year beginning one year from grant date.
F2 Shares underlying grant will fully distribute 08/09/2022.