Mark James King - 12 Mar 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Taco Bell
Signature
/s/ M. Gayle Hobson, POA
Issuer symbol
YUM
Transactions as of
12 Mar 2021
Net transactions value
+$462,537
Form type
4
Filing time
10 Aug 2022, 11:19:39 UTC
Previous filing
10 Aug 2021
Next filing
09 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $864,196 +7,391 +92% $116.93 15,425 09 Aug 2022 Direct
transaction YUM Common Stock Tax liability $428,548 -3,665 -24% $116.93 11,760 09 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $7,197 +69 +0.47% $104.81 14,685 12 Mar 2021 Common Stock 69 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $7,232 +60 +0.41% $119.65 14,746 11 Jun 2021 Common Stock 60 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $4,171 +36 +0.48% $116.26 7,576 11 Mar 2022 Common Stock 36 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,044 +18 +0.49% $116.26 3,603 11 Mar 2022 Common Stock 18 Direct F3, F4
transaction YUM Restricted Stock Units Other $4,192 +37 +0.48% $114.41 7,612 10 Jun 2022 Common Stock 37 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2,054 +18 +0.5% $114.41 3,621 10 Jun 2022 Common Stock 18 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -7,391 -100% $0.000000* 0 09 Aug 2022 Common Stock 7,391 $119.02 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 33% per year beginning one year from grant date.
F2 Shares underlying grant will fully distribute 08/09/2022.
F3 Conversion occurs on a one-for-one basis.
F4 Vesting occurs 25% per year beginning one year from grant date.