Mark James King - Mar 12, 2021 Form 4 Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Taco Bell
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 12, 2021
Transactions value $
$462,537
Form type
4
Date filed
8/10/2022, 11:19 AM
Previous filing
Aug 10, 2021
Next filing
Feb 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $864K +7.39K +91.99% $116.93 15.4K Aug 9, 2022 Direct
transaction YUM Common Stock Tax liability -$429K -3.67K -23.76% $116.93 11.8K Aug 9, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $7.2K +68.7 +0.47% $104.81 14.7K Mar 12, 2021 Common Stock 68.7 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $7.23K +60.4 +0.41% $119.65 14.7K Jun 11, 2021 Common Stock 60.4 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $4.17K +35.9 +0.48% $116.26 7.58K Mar 11, 2022 Common Stock 35.9 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2.04K +17.6 +0.49% $116.26 3.6K Mar 11, 2022 Common Stock 17.6 Direct F3, F4
transaction YUM Restricted Stock Units Other $4.19K +36.6 +0.48% $114.41 7.61K Jun 10, 2022 Common Stock 36.6 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $2.05K +18 +0.5% $114.41 3.62K Jun 10, 2022 Common Stock 18 Direct F3, F4
transaction YUM Restricted Stock Units Options Exercise $0 -7.39K -100% $0.00* 0 Aug 9, 2022 Common Stock 7.39K $119.02 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 33% per year beginning one year from grant date.
F2 Shares underlying grant will fully distribute 08/09/2022.
F3 Conversion occurs on a one-for-one basis.
F4 Vesting occurs 25% per year beginning one year from grant date.