Mark James King - Mar 6, 2020 Form 4/A - Amendment Insider Report for YUM BRANDS INC (YUM)

Role
CEO - Taco Bell
Signature
/s/ M. Gayle Hobson, POA
Stock symbol
YUM
Transactions as of
Mar 6, 2020
Transactions value $
$521,449
Form type
4/A - Amendment
Date filed
8/10/2021, 02:32 PM
Date Of Original Report
Aug 10, 2021
Next filing
Aug 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUM Common Stock Options Exercise $933K +7K +164% $133.20 11.3K Aug 9, 2021 Direct
transaction YUM Common Stock Options Exercise $34.6K +260 +2.31% $133.20 11.5K Aug 9, 2021 Direct
transaction YUM Common Stock Tax liability -$448K -3.37K -29.19% $133.20 8.16K Aug 9, 2021 Direct
transaction YUM Common Stock Tax liability -$17.3K -130 -1.59% $133.20 8.03K Aug 9, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUM Restricted Stock Units Other $9.95K +111 +0.52% $89.40 21.4K Mar 6, 2020 Common Stock 111 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Other $10K +110 +0.51% $91.28 21.6K Jun 12, 2020 Common Stock 110 $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Options Exercise $0 -7K -47.9% $0.00 7.62K Aug 9, 2021 Common Stock 7K $119.02 Direct F1, F2
transaction YUM Restricted Stock Units Options Exercise $0 -260 -3.41% $0.00 7.36K Aug 9, 2021 Common Stock 260 $119.02 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 33% per year beginning one year from grant date.
F2 Shares underlying grant will fully distribute 08/09/2022.