Mark James King - 06 Mar 2020 Form 4/A - Amendment Insider Report for YUM BRANDS INC (YUM)

Role: CEO - Taco Bell
Signature: /s/ M. Gayle Hobson, POA
Issuer symbol: YUM
Transactions as of: 06 Mar 2020
Net transactions value: +$521,449
Form type: 4/A - Amendment
Filing time: 10 Aug 2021, 14:32:23 UTC
Date Of Original Report: 10 Aug 2021
Next filing: 10 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	YUM	Common Stock	Options Exercise	$932,533	+7,001	+164%	$133.20	11,270	09 Aug 2021	Direct
transaction	YUM	Common Stock	Options Exercise	$34,632	+260	+2.3%	$133.20	11,530	09 Aug 2021	Direct
transaction	YUM	Common Stock	Tax liability	$448,351	-3,366	-29%	$133.20	8,164	09 Aug 2021	Direct
transaction	YUM	Common Stock	Tax liability	$17,316	-130	-1.6%	$133.20	8,034	09 Aug 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	YUM	Restricted Stock Units	Other	$9,949	+111	+0.52%	$89.40	21,391	06 Mar 2020	Common Stock	111	$119.02	Direct	F1, F2
transaction	YUM	Restricted Stock Units	Other	$10,002	+110	+0.51%	$91.28	21,610	12 Jun 2020	Common Stock	110	$119.02	Direct	F1, F2
transaction	YUM	Restricted Stock Units	Options Exercise	$0	-7,001	-48%	$0.000000	7,616	09 Aug 2021	Common Stock	7,001	$119.02	Direct	F1, F2
transaction	YUM	Restricted Stock Units	Options Exercise	$0	-260	-3.4%	$0.000000	7,356	09 Aug 2021	Common Stock	260	$119.02	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Vesting occurs 33% per year beginning one year from grant date.
F2	Shares underlying grant will fully distribute 08/09/2022.