Daniel P. Finke - 01 Apr 2022 Form 4 Insider Report for CVS HEALTH Corp (CVS)

Role
EVP/Pres, Health Care Benefits
Signature
/s/ Daniel P. Finke
Issuer symbol
CVS
Transactions as of
01 Apr 2022
Net transactions value
+$3,496,400
Form type
4
Filing time
05 Apr 2022, 17:35:49 UTC
Previous filing
23 Feb 2022
Next filing
06 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVS Common Stock Tax liability $1,367,950 -13,532 -23% $101.09 44,182 01 Apr 2022 Direct F1
transaction CVS Common Stock Tax liability $389,803 -3,856 -7.1% $101.09 50,123 01 Apr 2022 Direct F2
holding CVS Common Stock (pep) 3,098 01 Apr 2022 Direct
holding CVS Common Stock (restricted) 15,904 01 Apr 2022 Direct
holding CVS Stock Unit (deferred) 0 01 Apr 2022 Direct
holding CVS Stock Unit (deferred) 3,098 01 Apr 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVS Stock Option Award $5,254,153 +51,975 $101.09 51,975 01 Apr 2022 Common Stock 51,975 $101.09 Direct F3
holding CVS Stock Option 32,322 01 Apr 2022 Common Stock 32,322 $54.19 Direct F4
holding CVS Stock Option 54,332 01 Apr 2022 Common Stock 54,332 $58.34 Direct F5
holding CVS Stock Option 82,066 01 Apr 2022 Common Stock 82,066 $74.30 Direct F6
holding CVS Stock Option 28,640 01 Apr 2022 Common Stock 28,640 $52.37 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Surrender of shares in payment of withholding taxes due upon the vesting and settlement of the PSUs.
F2 Surrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award.
F3 Option becomes exercisable in four equal installments, commencing 4/1/2023.
F4 Option became exercisable in four equal annual installments, beginning on 4/1/2020.
F5 Option became exercisable in four equal annual installments, commencing 4/1/2021.
F6 Option becomes exercisable in four equal installments, commencing 4/1/2022.
F7 Option becomes exercisable in three equal installments, commencing 5/31/2022.