Kathryn Quadracci Flores - 15 Mar 2022 Form 4 Insider Report for Quad/Graphics, Inc. (QUAD)

Role
Director
Signature
/s/ Sherilyn R. Whitmoyer, as attorney-in-fact for Kathryn Quadracci Flores
Issuer symbol
QUAD
Transactions as of
15 Mar 2022
Net transactions value
-$193,002
Form type
4
Filing time
16 Mar 2022, 11:12:48 UTC
Previous filing
04 Jan 2022
Next filing
25 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUAD Class A Common Stock Disposed to Issuer $193,002 -32,528 -32% $5.93 70,250 15 Mar 2022 Direct F1, F2, F3
holding QUAD Class A Common Stock 4,067 15 Mar 2022 As Trustee - DQ 2008 Trust F4
holding QUAD Class A Common Stock 4,067 15 Mar 2022 As Trustee - HVQ 2003 Trust F5
holding QUAD Class A Common Stock 4,067 15 Mar 2022 As Trustee - MAQ 2001 Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QUAD Class B Common Stock 2,870 15 Mar 2022 Class A Common Stock 2,870 As Trustee - DQ 2008 Trust F4, F7
holding QUAD Class B Common Stock 14,915 15 Mar 2022 Class A Common Stock 14,915 As Trustee - HRQ 2014 Trust F7, F8
holding QUAD Class B Common Stock 2,870 15 Mar 2022 Class A Common Stock 2,870 As Trustee - HVQ 2003 Trust F5, F7
holding QUAD Class B Common Stock 2,868 15 Mar 2022 Class A Common Stock 2,868 As Trustee - MAQ 2001 Trust F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price in column 4 is a weighted average price. The prices actually received ranged from $5.66 to $6.07 per share. The reporting person has provided the issuer, and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4, utilizing an average weighted price.
F2 Includes 17,648 shares of restricted stock granted for role as President of QuadMed, under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will vest on March 1, 2025. The President of QuadMed is not an executive officer of Quad/Graphics, Inc.
F3 Includes 52,602 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans.
F4 As Trustee for the Danica Quadracci 2008 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F5 As Trustee for the Halle Victoria Quadracci 2003 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F6 As Trustee for the Meghan Angela Quadracci 2001 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F7 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F8 As Trustee for the H. Richard Quadracci 2014 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.