Kathryn Quadracci Flores - Jan 1, 2022 Form 4 Insider Report for Quad/Graphics, Inc. (QUAD)

Role
Director
Signature
/s/ Sherilyn R. Whitmoyer, as attorney-in-fact for Kathryn Quadracci Flores
Stock symbol
QUAD
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
4
Date filed
1/4/2022, 04:03 PM
Next filing
Mar 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QUAD Class A Common Stock Award $0 +17.6K +20.73% $0.00 103K Jan 1, 2022 Direct F1, F2
holding QUAD Class A Common Stock 4.07K Jan 1, 2022 As Trustee - DQ 2008 Trust
holding QUAD Class A Common Stock 4.07K Jan 1, 2022 As Trustee - HVQ 2003 Trust
holding QUAD Class A Common Stock 4.07K Jan 1, 2022 As Trustee - MAQ 2001 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding QUAD Class B Common Stock 2.87K Jan 1, 2022 Class A Common Stock 2.87K As Trustee - DQ 2008 Trust F3, F4
holding QUAD Class B Common Stock 14.9K Jan 1, 2022 Class A Common Stock 14.9K As Trustee - HRQ 2014 Trust F3, F5
holding QUAD Class B Common Stock 2.87K Jan 1, 2022 Class A Common Stock 2.87K As Trustee - HVQ 2003 Trust F3, F6
holding QUAD Class B Common Stock 2.87K Jan 1, 2022 Class A Common Stock 2.87K As Trustee - MAQ 2001 Trust F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 17,648 shares of restricted stock granted for role as President of QuadMed, under the Quad/Graphics, Inc. 2020 Omnibus Incentive Plan that will vest on March 1, 2025. The President of QuadMed is not an executive officer of Quad/Graphics, Inc.
F2 Includes 79,238 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 and 2020 Omnibus Incentive Plans.
F3 Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
F4 As Trustee for the Danica Quadracci 2008 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F5 As Trustee for the H. Richard Quadracci 2014 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F6 As Trustee for the Halle Victoria Quadracci 2003 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F7 As Trustee for the Meghan Angela Quadracci 2001 Trust. The reporting person is a trustee of the trust and/or is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.