Ann M. Kappler - Feb 28, 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and General Counsel
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2022
Transactions value $
-$55,607
Form type
4
Date filed
3/2/2022, 01:04 PM
Previous filing
Feb 10, 2022
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +1.79K +17.29% $0.00 12.1K Feb 28, 2022 Direct F1
transaction PRU Common Stock Tax liability -$55.6K -498 -4.1% $111.66 11.6K Feb 28, 2022 Direct F2
holding PRU Common Stock 718 Feb 28, 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -1.79K -33.33% $0.00 3.58K Feb 28, 2022 Common Stock 1.79K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.