Robert Falzon - Feb 28, 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 28, 2022
Transactions value $
-$500,460
Form type
4
Date filed
3/2/2022, 12:58 PM
Previous filing
Feb 10, 2022
Next filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +9.21K +8.23% $0.00 121K Feb 28, 2022 Direct F1
transaction PRU Common Stock Tax liability -$500K -4.48K -3.7% $111.66 117K Feb 28, 2022 Direct F2
holding PRU Common Stock 653 Feb 28, 2022 By 401(k)
holding PRU Common Stock 3.58K Feb 28, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -9.21K -33.33% $0.00 18.4K Feb 28, 2022 Common Stock 9.21K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.