ROBERT FALZON - 28 Feb 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
EVP and Vice Chairman
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
28 Feb 2022
Net transactions value
-$500,460
Form type
4
Filing time
02 Mar 2022, 12:58:06 UTC
Previous filing
10 Feb 2022
Next filing
16 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $0 +9,210 +8.2% $0.000000 121,157 28 Feb 2022 Direct F1
transaction PRU Common Stock Tax liability $500,460 -4,482 -3.7% $111.66 116,675 28 Feb 2022 Direct F2
holding PRU Common Stock 653 28 Feb 2022 By 401(k)
holding PRU Common Stock 3,580 28 Feb 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2021 Restricted Stock Units Options Exercise $0 -9,210 -33% $0.000000 18,422 28 Feb 2022 Common Stock 9,210 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of previously awarded restricted stock units.
F2 Represents shares withheld for the payment of taxes.
F3 The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4 The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.