Charles Edward Shafer II - 28 Feb 2022 Form 4 Insider Report for NISOURCE INC. (NI)

Signature
/s/ Kimberly V. Loies, Attorney-in-Fact
Issuer symbol
NI
Transactions as of
28 Feb 2022
Net transactions value
+$97,639
Form type
4
Filing time
01 Mar 2022, 12:19:39 UTC
Previous filing
01 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NI Common Stock Award $163,368 +5,647 +13% $28.93 47,510 28 Feb 2022 Direct F1
transaction NI Common Stock Tax liability $49,615 -1,715 -3.6% $28.93 45,795 28 Feb 2022 Direct F2
transaction NI Common Stock Tax liability $16,114 -557 -1.2% $28.93 45,238 28 Feb 2022 Direct F3, F4
holding NI Common Stock 659 28 Feb 2022 401k F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.
F4 Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.
F5 Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2022.