Kimberly S. Cuccia - 28 Feb 2022 Form 4 Insider Report for NISOURCE INC. (NI)

Role
VP, Interim GC & Corp Sec
Signature
/s/ Kimberly V. Loies, Attorney-in-Fact
Issuer symbol
NI
Transactions as of
28 Feb 2022
Net transactions value
+$35,295
Form type
4
Filing time
01 Mar 2022, 12:14:50 UTC
Previous filing
01 Feb 2022
Next filing
06 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NI Common Stock Award $58,815 +2,033 +11% $28.93 20,513 28 Feb 2022 Direct F1
transaction NI Common Stock Tax liability $17,705 -612 -3% $28.93 19,901 28 Feb 2022 Direct F2
transaction NI Common Stock Tax liability $5,815 -201 -1% $28.93 19,700 28 Feb 2022 Direct F3
holding NI Common Stock 3,414 28 Feb 2022 401k F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3 Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.
F4 Constitutes shares acquired through the NiSource Retirement Savings Plan through February 28, 2022.