Nicole M. Iannacone - 24 Feb 2022 Form 4 Insider Report for ENTERPRISE FINANCIAL SERVICES CORP (EFSC)

Role
EVP, Chief Risk Officer
Signature
/s/ Nicole M. Iannacone
Issuer symbol
EFSC
Transactions as of
24 Feb 2022
Net transactions value
$0
Form type
4
Filing time
28 Feb 2022, 13:13:41 UTC
Previous filing
26 Jan 2022
Next filing
07 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding EFSC Common Stock 5,429 24 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFSC Restricted Share Units Award +874 874 24 Feb 2022 Common Stock 874 Direct F1, F2
transaction EFSC Non Qualified Stock Option (Right to Buy) Award $0 +4,946 $0.000000 4,946 24 Feb 2022 Common Stock 4,946 $48.34 Direct F3
transaction EFSC Restricted Share Units Award +9,978 9,978 24 Feb 2022 Common Stock 9,978 Direct F1, F4
holding EFSC Non Qualified Stock Option (Right to Buy) 4,521 24 Feb 2022 Common Stock 4,521 $43.81 Direct F5
holding EFSC Restricted Share Units 540 24 Feb 2022 Common Stock 540 Direct F1, F6
holding EFSC Restricted Share Units 857 24 Feb 2022 Common Stock 857 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
F2 The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
F3 This option becomes exercisable after a three year period on 2/24/25.
F4 The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
F5 This option becomes exercisable after a three year period on 2/25/24.
F6 The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
F7 The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.