Candace Woods - 17 Feb 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Issuer symbol
PRU
Transactions as of
17 Feb 2022
Net transactions value
-$67,075
Form type
4
Filing time
18 Feb 2022, 08:26:55 UTC
Previous filing
10 Feb 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $80,251 +1,262 +9.5% $63.59 14,598 17 Feb 2022 Direct
transaction PRU Common Stock Sale $147,326 -1,262 -8.6% $116.74 13,336 17 Feb 2022 Direct F1
holding PRU Common Stock 1,602 17 Feb 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2016 Employee Stock Option (Right to Buy) Options Exercise $0 -1,262 -50% $0.000000 1,262 17 Feb 2022 Common Stock 1,262 $63.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Following the transaction reported on this Form 4, Mrs. Woods continues to hold 13,336 shares directly and 1,602 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 12,293 vested stock options, 1,033 unvested stock options, 3,387 Restricted Stock Units and 11,345 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2 The option vests in three equal annual installments beginning on February 9, 2017.