Candace Woods - Feb 17, 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Senior Vice President
Signature
/s/ Danny Fiore, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 17, 2022
Transactions value $
-$67,075
Form type
4
Date filed
2/18/2022, 08:26 AM
Previous filing
Feb 10, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $80.3K +1.26K +9.46% $63.59 14.6K Feb 17, 2022 Direct
transaction PRU Common Stock Sale -$147K -1.26K -8.65% $116.74 13.3K Feb 17, 2022 Direct F1
holding PRU Common Stock 1.6K Feb 17, 2022 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2016 Employee Stock Option (Right to Buy) Options Exercise $0 -1.26K -50% $0.00 1.26K Feb 17, 2022 Common Stock 1.26K $63.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Following the transaction reported on this Form 4, Mrs. Woods continues to hold 13,336 shares directly and 1,602 shares indirectly in a 401(k) account. Mrs. Woods also holds an additional 12,293 vested stock options, 1,033 unvested stock options, 3,387 Restricted Stock Units and 11,345 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F2 The option vests in three equal annual installments beginning on February 9, 2017.