Key facts
- This page summarizes David Bernstein's Form 4 filing for CARNIVAL PLC (CUK).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 17 Feb 2022, 10:18.
David Bernstein - 15 Feb 2022 Form 4 Insider Report for CARNIVAL PLC (CUK)
- Reporting relationship
- CFO & CAO
- Issuer ticker
- CUK
- Reported as of
- 15 Feb 2022
- Net transaction value
- -$22,084
- SEC form
- 4
- Accepted by SEC
- 17 Feb 2022, 10:18:39 UTC
- Prior SEC filing
- 21 Jan 2022
- Next SEC filing
- 02 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Bernstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Bernstein filed Form 4 for CARNIVAL PLC (CUK) on 17 Feb 2022.
Change
- Previous filing in this sequence was filed on 21 Jan 2022.
- Current net transaction value: -$22,084.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CUK
transaction
Trust Shares (beneficial Interest In Special Voting Share)
Award
- Transaction value
- $0
- Shares
- +2,512
- Change %
- +2.3%
- Price
- $0.000000
- Shares after
- 111,844
- Date
- 15 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3
CUK
transaction
Trust Shares (beneficial Interest In Special Voting Share)
Tax liability
- Transaction value
- $22,084
- Shares
- -989
- Change %
- -0.88%
- Price
- $22.33
- Shares after
- 110,855
- Date
- 15 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
Footnote F2
Vesting of performance-based restricted stock units ("PBS RSUs") granted in January 2019 pursuant to the Carnival Corporation 2011 Stock Plan which includes shares from the settlement of dividend equivalents accumulated during the PBS RSU restricted period. Each PBS RSU represents one share of Carnival Corporation common stock.
Footnote F3
The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs to the extent that Carnival Corporation & plc's annual operating income, as adjusted for certain fuel price changes and currency exchange rate impact, for each of the three fiscal years in the 2019-2021 performance cycle and the average of each year's return on invested capital at the end of the three-year performance cycle exceed specified performance goals.
Footnote F4
Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs.