David Bernstein - 19 Jan 2022 Form 4 Insider Report for CARNIVAL CORP (CCL)

Reporting relationship: CFO & CAO
Issuer ticker: CCL
Reported as of: 19 Jan 2022
Net transaction value: -$344,653
SEC form: 4
Accepted by SEC: 21 Jan 2022, 13:07:45 UTC
Prior SEC filing: 20 Jan 2022
Next SEC filing: 17 Feb 2022
Source filing: View source filing
Reporting owner signature: /s/ David Bernstein

Key filing fact

David Bernstein filed Form 4 for CARNIVAL CORP (CCL) on 21 Jan 2022.

Key facts

This page summarizes David Bernstein's Form 4 filing for CARNIVAL CORP (CCL).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 21 Jan 2022, 13:07.

Change

Previous filing in this sequence was filed on 20 Jan 2022.
Current net transaction value: -$344,653.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CCL transaction

Common Stock

Tax liability

Transaction value: $180,636
Shares: -8,303
Change %: -6.6%
Price: $21.76
Shares after: 117,002
Date: 19 Jan 2022
Ownership: Direct
Footnotes: F1, F2

CCL transaction

Common Stock

Sale

Transaction value: $164,018
Shares: -7,670
Change %: -6.6%
Price: $21.38
Shares after: 109,332
Date: 20 Jan 2022
Ownership: Direct
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021.

Footnote F2

This transaction was executed in multiple trades at prices ranging from $21.67 to $21.92. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F3

This transaction was executed in multiple trades at prices ranging from $21.345 to $21.41. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.