Katherine T. Gates - Feb 14, 2022 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
SVP, Chief Legal Officer & Chi
Signature
/s/ Rita M. Slager, attorney-in-fact
Stock symbol
SXC
Transactions as of
Feb 14, 2022
Transactions value $
-$17,240
Form type
4
Date filed
2/16/2022, 02:23 PM
Previous filing
Aug 16, 2021
Next filing
Feb 22, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise +4.26K +5.9% 76.4K Feb 14, 2022 Direct F1
transaction SXC Common Stock Tax liability -$17.2K -2.24K -2.85% $7.70 76.4K Feb 14, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC RSU's (02.13.19) Options Exercise -4.26K -100% 0 Feb 14, 2022 Common Stock 4.26K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion rate is 1 for 1.
F2 Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.
F3 Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.