Gates Katherine T. - 13 Aug 2021 Form 4 Insider Report for SunCoke Energy, Inc. (SXC)

Role
SVP, Chief Legal Officer & Chi
Signature
/s/ Rita M. Slager, attorney-in-fact
Issuer symbol
SXC
Transactions as of
13 Aug 2021
Net transactions value
-$71,479
Form type
4
Filing time
16 Aug 2021, 18:48:23 UTC
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SXC Common Stock Options Exercise $37,780 +9,942 +13% $3.80 84,309 13 Aug 2021 Direct
transaction SXC Common Stock Sale $73,571 -9,942 -12% $7.40 74,367 13 Aug 2021 Direct
transaction SXC Common Stock Options Exercise $37,776 +9,941 +13% $3.80 84,308 13 Aug 2021 Direct
transaction SXC Common Stock Sale $73,464 -9,941 -12% $7.39 74,367 13 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SXC Stock Options (02.17.2016) Options Exercise $0 -9,942 -100% $0.000000* 0 13 Aug 2021 Common Stock 9,942 $3.80 Direct F1
transaction SXC Performance Options (02.17.2016) Options Exercise $0 -9,941 -100% $0.000000* 0 13 Aug 2021 Common Stock 9,941 $3.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Broker-assisted cashless exercise of 9,942 market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.
F2 Broker-assisted cashless exercise of 9,941 performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.