Charles F. Lowrey - 11 Feb 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role: Chief Executive Officer, Director, Chairman of the Board
Signature: /s/ Danny Fiore, attorney-in-fact
Issuer symbol: PRU
Transactions as of: 11 Feb 2022
Net transactions value: -$3,357,200
Form type: 4
Filing time: 15 Feb 2022, 15:12:30 UTC
Previous filing: 10 Feb 2022
Next filing: 02 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PRU	Common Stock	Sale	$3,357,200	-28,000	-25%	$119.90	81,876	11 Feb 2022	Direct	F1, F2
holding	PRU	Common Stock						255	11 Feb 2022	By 401(k)

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $119.71 to $120.20, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2	Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 81,876 shares directly and 255 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 213,253 vested stock options, 31,157 unvested stock options, 60,450 restricted stock units, and 233,293 target performance shares (the exact number awarded being dependent on achievement of performance goals).

Content

The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $119.71 to $120.20, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.

Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 81,876 shares directly and 255 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 213,253 vested stock options, 31,157 unvested stock options, 60,450 restricted stock units, and 233,293 target performance shares (the exact number awarded being dependent on achievement of performance goals).