Scott Sleyster - Feb 9, 2022 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Executive Vice President
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Feb 9, 2022
Transactions value $
-$2,163,193
Form type
4
Date filed
2/11/2022, 04:28 PM
Previous filing
Feb 10, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRU Common Stock Options Exercise $732K +8.66K +11.96% $84.53 81.1K Feb 9, 2022 Direct
transaction PRU Common Stock Sale -$973K -8.04K -9.91% $121.07 73K Feb 9, 2022 Direct F1
transaction PRU Common Stock Options Exercise $1.37M +24K +32.83% $57.00 97K Feb 9, 2022 Direct
transaction PRU Common Stock Sale -$2.53M -20.9K -21.55% $121.18 76.1K Feb 9, 2022 Direct F2
transaction PRU Common Stock Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities -$755K -6.23K -74.86% $121.19 2.09K Feb 9, 2022 By 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU 2014 Employee Stock Option (Right to Buy) Options Exercise $0 -8.66K -100% $0.00* 0 Feb 9, 2022 Common Stock 8.66K $84.53 Direct F4
transaction PRU 2013 Employee Stock Option (Right to Buy) Options Exercise $0 -24K -100% $0.00* 0 Feb 9, 2022 Common Stock 24K $57.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.06 to $121.09, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.15 to $121.26 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 76,116 shares directly and 2,092 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 16,573 deferred compensations shares, 130,829 vested stock options, 26,970 unvested stock options, 22,576 restricted stock units, and 91,508 target performance shares (the exact number awarded being dependent on achievement of performance goals).
F4 The options vest in three equal annual installments beginning on February 11, 2015.
F5 The options vest in three equal annual installments beginning on February 12, 2014.