Lynne T. Rankin - Dec 31, 2021 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
member of a group*
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Stock symbol
NC
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/11/2022, 11:26 AM
Previous filing
Feb 11, 2022
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Gift $0 +151 +5.09% $0.00 3.12K Dec 30, 2021 Trust/RAII/Child2 F1, F2
transaction NC Class A Common Stock Other $0 +2.66K +16.88% $0.00 18.4K Nov 19, 2021 By Spouse/Trust F1, F3, F4
transaction NC Class A Common Stock Gift $0 +151 +4.85% $0.00 3.27K Dec 30, 2021 Trust/RAII/Child1 F1, F2
transaction NC Class A Common Stock Gift $0 +301 +3.27% $0.00 9.5K Dec 30, 2021 By Spouse/RAII F1, F5
transaction NC Class A Common Stock Gift $0 +151 +8.68% $0.00 1.89K Dec 30, 2021 By RAII/Daughter F1, F6
transaction NC Class A Common Stock Gift $0 +151 +9.75% $0.00 1.7K Dec 30, 2021 By RAII/Son F1, F7
transaction NC Class A Common Stock Gift $0 +301 +10.15% $0.00 3.27K Dec 30, 2021 Trust/RAII/Child1 F1, F2
transaction NC Class A Common Stock Gift $0 +301 +10.69% $0.00 3.12K Dec 30, 2021 Trust/RAII/Child2 F1, F2
transaction NC Class A Common Stock Gift $0 -301 -3.07% $0.00 9.5K Dec 30, 2021 By Spouse/RAII F1, F5
transaction NC Class A Common Stock Gift $0 +301 +18.93% $0.00 1.89K Dec 30, 2021 By RAII/Daughter F1, F6
transaction NC Class A Common Stock Gift $0 -301 -3.07% $0.00 9.5K Dec 30, 2021 By Spouse/RAII F1, F5
transaction NC Class A Common Stock Gift $0 +301 +21.53% $0.00 1.7K Dec 30, 2021 By RAII/Son F1, F7
holding NC Class A Common Stock 563 Dec 31, 2021 Direct
holding NC Class A Common Stock 862 Dec 31, 2021 By RAII F8
holding NC Class A Common Stock 645 Dec 31, 2021 Spouse/Trust/Child1 F9
holding NC Class A Common Stock 563 Dec 31, 2021 Spouse/Trust/Child2 F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 N/A
F2 Reporting Person's Spouse serves as co-trustee of a trust, with his brother Matthew Rankin, for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F3 Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo James T. Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.
F4 Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5 Represents Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F6 Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares.
F8 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F9 Held by Trust for the benefit of Reporting Person's minor niece/nephew. Reporting Person's Spouse is co-trustee of the trust with his brother, Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.