Lynne T. Rankin - Dec 15, 2021 Form 4/A - Amendment Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/11/2022, 10:17 AM
Date Of Original Report
Dec 17, 2021
Previous filing
Feb 11, 2022
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -377 -100% $0.00* 0 Dec 15, 2021 Proportionate interests held in shares in Rankin Associates V F1, F2
transaction HY Class A Common Stock Other $0 -461 -100% $0.00* 0 Dec 15, 2021 Spouse is co-trustee of trust fbo niece; niece's proportionate interests held in shares in RA V F1, F2, F3
holding HY Class A Common Stock 31.5K Dec 15, 2021 Shares held by Spouse. F3
holding HY Class A Common Stock 1.13K Dec 15, 2021 Direct
holding HY Class A Common Stock 1.29K Dec 15, 2021 Spouse serves as co-trustee of a trust for the benefit of minor niece. F3
holding HY Class A Common Stock 1.13K Dec 15, 2021 Reporting Person's Spouse is co-trustee of the trust of minor nephew F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +377 $0.00 377 Dec 15, 2021 Class A Common Stock 377 Proportionate interests held in shares in Rankin Associates V F1, F2, F4
transaction HY Class B Common Stock Other $0 +461 $0.00 461 Dec 15, 2021 Class A Common Stock 461 Spouse is co-trustee of trust fbo niece; niece's proportionate interests held in shares in RA V F1, F2, F3, F4
holding HY Class B Common Stock 2.49K Dec 15, 2021 Class A Common Stock 2.49K child's proportionate limited partnership interest in shares held by Rankin Associates II F4
holding HY Class B Common Stock 461 Dec 15, 2021 Class A Common Stock 461 Child's proportionate interests held in shares in Rankin Associates V F3, F4
holding HY Class B Common Stock 634 Dec 15, 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 19.6K Dec 15, 2021 Class A Common Stock 19.6K Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F3, F4
holding HY Class B Common Stock 1.14K Dec 15, 2021 Class A Common Stock 1.14K Spouse's proportionate interest in shares held by Rankin Associates V F3, F4
holding HY Class B Common Stock 535 Dec 15, 2021 Class A Common Stock 535 Spouse's proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 1.72K Dec 15, 2021 Class A Common Stock 1.72K proportionate limited partnership interests in shares held by Rankin Associates II, L.P F4
holding HY Class B Common Stock 635 Dec 15, 2021 Class A Common Stock 635 Reporting Person's proportionate interest in shares held in Rankin Associates VI F4
holding HY Class B Common Stock 2.88K Dec 15, 2021 Class A Common Stock 2.88K Minor child?s proportionate interests in shares held by Rankin Associates II. F3, F4
holding HY Class B Common Stock 461 Dec 15, 2021 Class A Common Stock 461 Child's proportionate interests held in shares in Rankin Associates V F3, F4
holding HY Class B Common Stock 634 Dec 15, 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F3, F4
holding HY Class B Common Stock 5.63K Dec 15, 2021 Class A Common Stock 5.63K Spouse is co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. F3, F4
holding HY Class B Common Stock 634 Dec 15, 2021 Class A Common Stock 634 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F3, F4
holding HY Class B Common Stock 5.33K Dec 15, 2021 Class A Common Stock 5.33K Spouse is co-trustee fbo minor nephew's proportionate interests in shares held by RA II. F3, F4
holding HY Class B Common Stock 461 Dec 15, 2021 Class A Common Stock 461 Spouse is co-trustee of trust fbo nephew; nephew proportionate interests held in shares in RA V F3, F4
holding HY Class B Common Stock 634 Dec 15, 2021 Class A Common Stock 634 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Transaction inadvertently omitted on previous filing.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A