Rankin James T. - 31 Dec 2021 Form 5 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 11:25:04 UTC
Previous filing
17 Dec 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other $0 +2,661 +17% $0.000000 18,429 19 Nov 2021 Trust F1, F2, F3
transaction NC Class A Common Stock Gift $0 +151 +5.1% $0.000000 3,118 30 Dec 2021 Trust/RAII/Child2 F2, F4
transaction NC Class A Common Stock Gift $0 +151 +4.8% $0.000000 3,266 30 Dec 2021 Trust/RAII/Child1 F2, F4
transaction NC Class A Common Stock Gift $0 +301 +3.3% $0.000000 9,495 30 Dec 2021 By RAII F2, F5
transaction NC Class A Common Stock Gift $0 +151 +8.7% $0.000000 1,891 30 Dec 2021 By RAII/Daughter F2, F6
transaction NC Class A Common Stock Gift $0 +151 +9.8% $0.000000 1,699 30 Dec 2021 By RAII/Son F2, F7
transaction NC Class A Common Stock Gift $0 -301 -3.1% $0.000000 9,495 30 Dec 2021 By RAII F2, F5
transaction NC Class A Common Stock Gift $0 +301 +19% $0.000000 1,891 30 Dec 2021 By RAII/Daughter F2, F6
transaction NC Class A Common Stock Gift $0 +301 +22% $0.000000 1,699 30 Dec 2021 By RAII/Son F2, F7
transaction NC Class A Common Stock Gift $0 -301 -3.1% $0.000000 9,495 30 Dec 2021 By RAII F2, F5
transaction NC Class A Common Stock Gift $0 +301 +10% $0.000000 3,266 30 Dec 2021 Trust/RAII/Child1 F2, F4
transaction NC Class A Common Stock Gift $0 +301 +11% $0.000000 3,118 30 Dec 2021 Trust/RAII/Child2 F2, F4
holding NC Class A Common Stock 862 31 Dec 2021 By Spouse/RAII F8
holding NC Class A Common Stock 563 31 Dec 2021 By Spouse F9
holding NC Class A Common Stock 645 31 Dec 2021 Trust/Child1 F4
holding NC Class A Common Stock 563 31 Dec 2021 Trust/Child2 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo James T. Rankin per the terms of the trust agreement.
F2 N/A
F3 Held by Trust for the benefit of Reporting Person.
F4 Held through a trust for Reporting Person's minor niece/nephew. Reporting Person is co-trustee of the trust with his brother Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5 Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F6 Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares.
F7 Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares.
F8 Represents the Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F9 By Spouse. Reporting Person disclaims beneficial ownership of all such shares.