Rankin James T. - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 13:55:07 UTC
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +15,683 +99% $0.000000 31,536 15 Dec 2021 Held by Trust F1
transaction HY Class A Common Stock Other $0 -9,796 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interests in shares held by RA II LP F2
transaction HY Class A Common Stock Other $0 -2,814 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. F2, F3
transaction HY Class A Common Stock Other $0 -2,666 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares. F2, F3
transaction HY Class A Common Stock Other $0 -1,439 -100% $0.000000* 0 15 Dec 2021 Minor child?s proportionate interests in shares held by Rankin Associates II. F2, F3
transaction HY Class A Common Stock Other $0 -1,247 -100% $0.000000* 0 15 Dec 2021 child's proportionate limited partnership interest in shares held by Rankin Associates II F2
transaction HY Class A Common Stock Other $0 -1,135 -100% $0.000000* 0 15 Dec 2021 proportionate interest in shares held by Rankin Associates V F2
transaction HY Class A Common Stock Other $0 -862 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate limited partnership interests in shares held by Rankin Associates II LP F2, F3
transaction HY Class A Common Stock Other $0 +645 +100% $0.000000 1,290 15 Dec 2021 co-trustee of trust for the benefit of minor niece F1, F3
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F2, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F2, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 +563 +100% $0.000000 1,126 15 Dec 2021 Shares held by spouse F1, F3
transaction HY Class A Common Stock Other $0 +563 +100% $0.000000 1,126 15 Dec 2021 co-trustee of the trust for the benefit of the minor nephew F1, F3
transaction HY Class A Common Stock Other $0 -535 -100% $0.000000* 0 15 Dec 2021 Proportionate interest in shares held by Rankin Associates VI F2
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -377 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests held in shares in Rankin Associates V F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 -15,683 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 15,683 Direct F1, F4
transaction HY Class B Common Stock Other $0 +9,796 +100% $0.000000 19,592 15 Dec 2021 Class A Common Stock 9,796 proportionate limited partnership interests in shares held by RA II, L.P F2, F4
transaction HY Class B Common Stock Other $0 +2,814 +100% $0.000000 5,628 15 Dec 2021 Class A Common Stock 2,814 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. F2, F3, F4
transaction HY Class B Common Stock Other $0 +2,666 +100% $0.000000 5,332 15 Dec 2021 Class A Common Stock 2,666 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares. F2, F3, F4
transaction HY Class B Common Stock Other $0 +1,439 +100% $0.000000 2,878 15 Dec 2021 Class A Common Stock 1,439 As Custodian for reporting person's minor child's proportionate interest in RAII shares F2, F3, F4
transaction HY Class B Common Stock Other $0 +1,247 +100% $0.000000 2,494 15 Dec 2021 Class A Common Stock 1,247 child's proportionate limited partnership interest in shares held by Rankin Associates II F2, F4
transaction HY Class B Common Stock Other $0 +1,135 $0.000000 1,135 15 Dec 2021 Class A Common Stock 1,135 Proportionate interest in shares held by Rankin Associates V F2, F4
transaction HY Class B Common Stock Other $0 +862 +100% $0.000000 1,724 15 Dec 2021 Class A Common Stock 862 Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F2, F3, F4
transaction HY Class B Common Stock Other $0 -645 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 645 Held through a trust for Reporting Person's minor niece/nephew F1, F3, F4
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares F2, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares F2, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F3, F4
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F3, F4
transaction HY Class B Common Stock Other $0 -563 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 563 By Spouse. F1, F3, F4
transaction HY Class B Common Stock Other $0 -563 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 563 co-trustee of the trust for the benefit of the minor nephew F1, F3, F4
transaction HY Class B Common Stock Other $0 +535 $0.000000 535 15 Dec 2021 Class A Common Stock 535 Proportionate interest in shares held by Rankin Associates VI F2, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Child's proportionate interests held in shares in Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Child's proportionate interests held in shares in Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V F2, F3, F4
transaction HY Class B Common Stock Other $0 +377 $0.000000 377 15 Dec 2021 Class A Common Stock 377 Spouse's proportionate interests held in shares in Rankin Associates V F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A