Aiken Yuen - Feb 10, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief People Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 10, 2022
Transactions value $
$0
Form type
4
Date filed
2/11/2022, 05:14 AM
Previous filing
Feb 9, 2022
Next filing
Mar 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Stock Appreciation Right Award $0 +24.1K $0.00 24.1K Feb 10, 2022 Common Stock 24.1K $50.16 Direct F1
transaction YUMC Restricted Stock Unit Award $0 +2.99K $0.00 2.99K Feb 10, 2022 Common Stock 2.99K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting occurs 25% per year beginning one year from 2/10/2022.
F2 Conversion occurs on a one-for-one basis.
F3 Vesting occurs 25% per year beginning one year from 2/10/2022.
F4 This grant does not have an expiration date.