Aiken Yuen - Feb 7, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Chief People Officer
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 7, 2022
Transactions value $
-$87,625
Form type
4
Date filed
2/9/2022, 05:06 AM
Previous filing
Dec 20, 2021
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +5.61K +153.23% $0.00 9.26K Feb 7, 2022 Direct
transaction YUMC Common Stock Tax liability -$87.6K -1.9K -20.53% $46.07 7.36K Feb 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -5.61K -100% $0.00* 0 Feb 7, 2022 Common Stock 5.61K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 100% on the third anniversary of the grant date.
F3 This grant does not have an expiration date.