Xueling Lu - 10 Feb 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Issuer symbol
YUMC
Transactions as of
10 Feb 2022
Net transactions value
$0
Form type
4
Filing time
11 Feb 2022, 05:08:49 UTC
Previous filing
09 Feb 2022
Next filing
30 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +1,197 $0.000000 1,197 10 Feb 2022 Common Stock 1,197 Direct F1, F2, F3
transaction YUMC Stock Appreciation Right Award $0 +9,645 $0.000000 9,645 10 Feb 2022 Common Stock 9,645 $50.16 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 2/10/2022.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.