Xueling Lu - Feb 10, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 10, 2022
Transactions value $
$0
Form type
4
Date filed
2/11/2022, 05:08 AM
Previous filing
Feb 9, 2022
Next filing
Mar 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Award $0 +1.2K $0.00 1.2K Feb 10, 2022 Common Stock 1.2K Direct F1, F2, F3
transaction YUMC Stock Appreciation Right Award $0 +9.65K $0.00 9.65K Feb 10, 2022 Common Stock 9.65K $50.16 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 25% per year beginning one year from 2/10/2022.
F3 This grant does not have an expiration date.
F4 Vesting occurs 25% per year beginning one year from 2/10/2022.