Xueling Lu - Feb 7, 2022 Form 4 Insider Report for Yum China Holdings, Inc. (YUMC)

Role
Controller and PAO
Signature
/s/ Pingping Liu, Power of Attorney
Stock symbol
YUMC
Transactions as of
Feb 7, 2022
Transactions value $
-$33,309
Form type
4
Date filed
2/9/2022, 05:03 AM
Previous filing
Dec 20, 2021
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction YUMC Common Stock Options Exercise $0 +2.9K +164.64% $0.00 4.66K Feb 7, 2022 Direct
transaction YUMC Common Stock Tax liability -$33.3K -723 -15.51% $46.07 3.94K Feb 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction YUMC Restricted Stock Unit Options Exercise $0 -2.9K -100% $0.00* 0 Feb 7, 2022 Common Stock 2.9K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion occurs on a one-for-one basis.
F2 Vesting occurs 100% on the third anniversary of the grant date.
F3 This grant does not have an expiration date.