David B. Williams - 31 Dec 2021 Form 5 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Reporting relationship: Director, Member of a Group
Issuer ticker: HY
Reported as of: 31 Dec 2021
Net transaction value: $0
SEC form: 5
Accepted by SEC: 10 Feb 2022, 14:07:14 UTC
Prior SEC filing: 04 Jan 2022
Next SEC filing: 05 Jan 2022
Source filing: View source filing
Reporting owner signature: /s/ Suzanne S. Taylor, attorney-in-fact

Key filing fact

David B. Williams filed Form 5 for HYSTER-YALE MATERIALS HANDLING, INC. (HY) on 10 Feb 2022.

Key facts

This page summarizes David B. Williams's Form 5 filing for HYSTER-YALE MATERIALS HANDLING, INC. (HY).
8 reported transactions and 20 derivative rows are listed below.
Accepted by SEC: 10 Feb 2022, 14:07.

Change

Previous filing in this sequence was filed on 04 Jan 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: -1,420
Change %: -0.78%
Price: $0.000000
Shares after: 181,454
Date: 30 Dec 2021
Ownership: Held by trust for the benefit of Reporting Person's Spouse
Footnotes: F1

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +710
Change %: +12%
Price: $0.000000
Shares after: 6,555
Date: 30 Dec 2021
Ownership: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Footnotes: F1

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +710
Change %: +8.3%
Price: $0.000000
Shares after: 9,305
Date: 30 Dec 2021
Ownership: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Footnotes: F1

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +710
Change %: +0.39%
Price: $0.000000
Shares after: 181,454
Date: 30 Dec 2021
Ownership: Held by trust for the benefit of Reporting Person's Spouse
Footnotes: F1

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +710
Change %: +7.5%
Price: $0.000000
Shares after: 10,210
Date: 30 Dec 2021
Ownership: Direct

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +710
Change %: +12%
Price: $0.000000
Shares after: 6,555
Date: 30 Dec 2021
Ownership: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Footnotes: F1

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +710
Change %: +8.3%
Price: $0.000000
Shares after: 9,305
Date: 30 Dec 2021
Ownership: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Footnotes: F1

HY transaction

Class A Common Stock

Gift

Transaction value: $0
Shares: +2,850
Change %: +1.6%
Price: $0.000000
Shares after: 181,454
Date: 30 Dec 2021
Ownership: Held by trust for the benefit of Reporting Person's Spouse
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 165,124
Date: 31 Dec 2021
Ownership: Spouse's proportionate partnership interest shares held by AMR Associates LP
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 607
Date: 31 Dec 2021
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 608
Date: 31 Dec 2021
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,217
Date: 31 Dec 2021
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 608
Date: 31 Dec 2021
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Helen Williams
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,217
Date: 31 Dec 2021
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 607
Date: 31 Dec 2021
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Margo Williams
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 129,223
Date: 31 Dec 2021
Ownership: Spouse's proportionate partnership interest shares held by AMR Associates LP
Underlying class: Class A Common Stock
Underlying amount: 129,223
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,368
Date: 31 Dec 2021
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler
Underlying class: Class A Common Stock
Underlying amount: 62,368
Exercise price
Footnotes: F1, F4, F5, F6

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 52,321
Date: 31 Dec 2021
Ownership: Spouse's proportionate interests in shares held by Rankin Associates I.
Underlying class: Class A Common Stock
Underlying amount: 52,321
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 85,056
Date: 31 Dec 2021
Ownership: Spouse's proportionate interests in shares held by Rankin Associates IV.
Underlying class: Class A Common Stock
Underlying amount: 85,056
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 146
Date: 31 Dec 2021
Ownership: Spouse's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 146
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,160
Date: 31 Dec 2021
Ownership: Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams
Underlying class: Class A Common Stock
Underlying amount: 20,160
Exercise price
Footnotes: F1, F7, F8, F9

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 14,750
Date: 31 Dec 2021
Ownership: proportionate LP interest in shares held by RA II, L.P
Underlying class: Class A Common Stock
Underlying amount: 14,750
Exercise price
Footnotes: F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 905
Date: 31 Dec 2021
Ownership: proportionate interests held in shares in Rankin Associates V
Underlying class: Class A Common Stock
Underlying amount: 905
Exercise price
Footnotes: F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 635
Date: 31 Dec 2021
Ownership: Reporting person's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 635
Exercise price
Footnotes: F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,369
Date: 31 Dec 2021
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler
Underlying class: Class A Common Stock
Underlying amount: 62,369
Exercise price
Footnotes: F1, F10, F11, F12

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,560
Date: 31 Dec 2021
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Underlying class: Class A Common Stock
Underlying amount: 2,560
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 21,162
Date: 31 Dec 2021
Ownership: Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Underlying class: Class A Common Stock
Underlying amount: 21,162
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 461
Date: 31 Dec 2021
Ownership: child's proportionate interests held in shares in Rankin Associates V
Underlying class: Class A Common Stock
Underlying amount: 461
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 634
Date: 31 Dec 2021
Ownership: Child's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 634
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,369
Date: 31 Dec 2021
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Helen Williams
Underlying class: Class A Common Stock
Underlying amount: 62,369
Exercise price
Footnotes: F1, F13, F14, F15

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,560
Date: 31 Dec 2021
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Underlying class: Class A Common Stock
Underlying amount: 2,560
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 18,412
Date: 31 Dec 2021
Ownership: Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Underlying class: Class A Common Stock
Underlying amount: 18,412
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 461
Date: 31 Dec 2021
Ownership: child's proportionate interests held in shares in Rankin Associates V
Underlying class: Class A Common Stock
Underlying amount: 461
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 634
Date: 31 Dec 2021
Ownership: Child's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 634
Exercise price
Footnotes: F1, F3

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,369
Date: 31 Dec 2021
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Margo Williams
Underlying class: Class A Common Stock
Underlying amount: 62,369
Exercise price
Footnotes: F1, F16, F17, F18

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 18 footnotes

Footnote F1

Reporting Person disclaims beneficial ownership of all such shares.

Footnote F2

Reporting Person disclaims beneficial ownership of all such shares.

Footnote F3

N/A

Footnote F4

N/A

Footnote F5

N/A

Footnote F6

N/A

Footnote F7

N/A

Footnote F8

N/A

Footnote F9

N/A

Footnote F10

N/A

Footnote F11

N/A

Footnote F12

N/A

Footnote F13

N/A

Footnote F14

N/A

Footnote F15

N/A

Footnote F16

N/A

Footnote F17

N/A

Footnote F18

N/A

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