David B. Williams - 03 Jan 2022 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Reporting relationship: Director, Member of a Group
Issuer ticker: HY
Reported as of: 03 Jan 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 05 Jan 2022, 12:57:35 UTC
Prior SEC filing: 10 Feb 2022
Next SEC filing: 05 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Suzanne S. Taylor, attorney-in-fact

Key filing fact

David B. Williams filed Form 4 for HYSTER-YALE MATERIALS HANDLING, INC. (HY) on 05 Jan 2022.

Key facts

This page summarizes David B. Williams's Form 4 filing for HYSTER-YALE MATERIALS HANDLING, INC. (HY).
1 reported transaction and 20 derivative rows are listed below.
Accepted by SEC: 05 Jan 2022, 12:57.

Change

Previous filing in this sequence was filed on 10 Feb 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HY transaction

Class A Common Stock

Award

Transaction value: $0
Shares: +742
Change %: +7.8%
Price: $0.000000
Shares after: 10,242
Date: 03 Jan 2022
Ownership: Direct
Footnotes: F1

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 165,124
Date: 03 Jan 2022
Ownership: Spouse's proportionate partnership interest shares held by AMR Associates LP
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 607
Date: 03 Jan 2022
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler
Footnotes: F3

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 179,314
Date: 03 Jan 2022
Ownership: Held by trust for the benefit of Reporting Person's Spouse
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 608
Date: 03 Jan 2022
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,217
Date: 03 Jan 2022
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 5,135
Date: 03 Jan 2022
Ownership: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 608
Date: 03 Jan 2022
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Helen Williams
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,217
Date: 03 Jan 2022
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,885
Date: 03 Jan 2022
Ownership: Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child
Footnotes: F2

HY holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 607
Date: 03 Jan 2022
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Margo Williams
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 129,223
Date: 03 Jan 2022
Ownership: Spouse's proportionate partnership interest shares held by AMR Associates LP
Underlying class: Class A Common Stock
Underlying amount: 129,223
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,368
Date: 03 Jan 2022
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler
Underlying class: Class A Common Stock
Underlying amount: 62,368
Exercise price
Footnotes: F2, F5, F6, F7

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 52,321
Date: 03 Jan 2022
Ownership: Spouse's proportionate interests in shares held by Rankin Associates I.
Underlying class: Class A Common Stock
Underlying amount: 52,321
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 85,056
Date: 03 Jan 2022
Ownership: Spouse's proportionate interests in shares held by Rankin Associates IV.
Underlying class: Class A Common Stock
Underlying amount: 85,056
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 146
Date: 03 Jan 2022
Ownership: Spouse's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 146
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 20,160
Date: 03 Jan 2022
Ownership: Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams
Underlying class: Class A Common Stock
Underlying amount: 20,160
Exercise price
Footnotes: F2, F8, F9, F10

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 14,750
Date: 03 Jan 2022
Ownership: proportionate LP interest in shares held by RA II, L.P
Underlying class: Class A Common Stock
Underlying amount: 14,750
Exercise price
Footnotes: F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 905
Date: 03 Jan 2022
Ownership: proportionate interests held in shares in Rankin Associates V
Underlying class: Class A Common Stock
Underlying amount: 905
Exercise price
Footnotes: F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 635
Date: 03 Jan 2022
Ownership: Reporting person's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 635
Exercise price
Footnotes: F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,369
Date: 03 Jan 2022
Ownership: Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler
Underlying class: Class A Common Stock
Underlying amount: 62,369
Exercise price
Footnotes: F2, F11, F12, F13

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,560
Date: 03 Jan 2022
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Underlying class: Class A Common Stock
Underlying amount: 2,560
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 21,162
Date: 03 Jan 2022
Ownership: Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Underlying class: Class A Common Stock
Underlying amount: 21,162
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 461
Date: 03 Jan 2022
Ownership: child's proportionate interests held in shares in Rankin Associates V
Underlying class: Class A Common Stock
Underlying amount: 461
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 634
Date: 03 Jan 2022
Ownership: Child's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 634
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,369
Date: 03 Jan 2022
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Helen Williams
Underlying class: Class A Common Stock
Underlying amount: 62,369
Exercise price
Footnotes: F2, F14, F15, F16

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,560
Date: 03 Jan 2022
Ownership: Child's proportionate partnership interest shares held by AMR Associates LP
Underlying class: Class A Common Stock
Underlying amount: 2,560
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 18,412
Date: 03 Jan 2022
Ownership: Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Underlying class: Class A Common Stock
Underlying amount: 18,412
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 461
Date: 03 Jan 2022
Ownership: child's proportionate interests held in shares in Rankin Associates V
Underlying class: Class A Common Stock
Underlying amount: 461
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 634
Date: 03 Jan 2022
Ownership: Child's proportionate interest in shares held by Rankin Associates VI
Underlying class: Class A Common Stock
Underlying amount: 634
Exercise price
Footnotes: F2, F4

HY holding Derivative

Class B Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 62,369
Date: 03 Jan 2022
Ownership: Serves as Trustee of CRW 2020 GST trust fbo Margo Williams
Underlying class: Class A Common Stock
Underlying amount: 62,369
Exercise price
Footnotes: F2, F17, F18, F19

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 19 footnotes

Footnote F1

Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

Footnote F2

Reporting Person disclaims beneficial ownership of all such shares.

Footnote F3

Reporting Person disclaims beneficial ownership of all such shares.

Footnote F4

N/A

Footnote F5

N/A

Footnote F6

N/A

Footnote F7

N/A

Footnote F8

N/A

Footnote F9

N/A

Footnote F10

N/A

Footnote F11

N/A

Footnote F12

N/A

Footnote F13

N/A

Footnote F14

N/A

Footnote F15

N/A

Footnote F16

N/A

Footnote F17

N/A

Footnote F18

N/A

Footnote F19

N/A

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