Cort L. O'Haver - 07 Feb 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
President & CEO, Director
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver
Issuer symbol
N/A
Transactions as of
07 Feb 2022
Net transactions value
-$947,265
Form type
4
Filing time
08 Feb 2022, 17:23:03 UTC
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability $366,129 -17,577 -3.7% $20.83 459,675 07 Feb 2022 Direct F1, F2
transaction UMPQ Common Stock Tax liability $581,136 -27,899 -6.1% $20.83 431,776 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Award $0 +4,511 +1% $0.000000 436,287 07 Feb 2022 Direct F3
transaction UMPQ Common Stock Disposed to Issuer $0 -3,386 -0.78% $0.000000 432,901 07 Feb 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Since the date of the reporting person's last ownership report, he transferred 91,608 shares to his ex-wife pursuant to a Stipulated General Judgment of Dissolution of Marriage.
F3 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.