Cort L. O'haver - Feb 7, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
President & CEO, Director
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Cort L. O'Haver
Stock symbol
UMPQ
Transactions as of
Feb 7, 2022
Transactions value $
-$947,265
Form type
4
Date filed
2/8/2022, 05:23 PM
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$366K -17.6K -3.68% $20.83 460K Feb 7, 2022 Direct F1, F2
transaction UMPQ Common Stock Tax liability -$581K -27.9K -6.07% $20.83 432K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Award $0 +4.51K +1.04% $0.00 436K Feb 7, 2022 Direct F3
transaction UMPQ Common Stock Disposed to Issuer $0 -3.39K -0.78% $0.00 433K Feb 7, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Since the date of the reporting person's last ownership report, he transferred 91,608 shares to his ex-wife pursuant to a Stipulated General Judgment of Dissolution of Marriage.
F3 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.