David F. Shotwell - 07 Feb 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP

Role
EVP/Chief Risk Officer
Signature
/s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell
Issuer symbol
N/A
Transactions as of
07 Feb 2022
Net transactions value
-$98,901
Form type
4
Filing time
08 Feb 2022, 17:20:20 UTC
Previous filing
07 Feb 2022
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability $48,221 -2,315 -2.2% $20.83 104,352 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Tax liability $50,679 -2,433 -2.3% $20.83 101,919 07 Feb 2022 Direct F1
transaction UMPQ Common Stock Award $0 +569 +0.56% $0.000000 102,488 07 Feb 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -428 -0.42% $0.000000 102,060 07 Feb 2022 Direct F3, F4
holding UMPQ Common Stock 246 07 Feb 2022 by 401(k)
holding UMPQ Common Stock 2,000 07 Feb 2022 by IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.