David F. Shotwell - Feb 7, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/Chief Risk Officer
Signature
/s/ Andrew H. Ognall, Attorney-in-fact for David F. Shotwell
Stock symbol
UMPQ
Transactions as of
Feb 7, 2022
Transactions value $
-$98,901
Form type
4
Date filed
2/8/2022, 05:20 PM
Previous filing
Feb 7, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$48.2K -2.32K -2.17% $20.83 104K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Tax liability -$50.7K -2.43K -2.33% $20.83 102K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Award $0 +569 +0.56% $0.00 102K Feb 7, 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -428 -0.42% $0.00 102K Feb 7, 2022 Direct F3, F4
holding UMPQ Common Stock 246 Feb 7, 2022 by 401(k)
holding UMPQ Common Stock 2K Feb 7, 2022 by IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.