Frank Namdar - Feb 7, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/Chief Credit Officer
Signature
/s/ Andrew H. Ognall, Attorney-in-Fact for Frank Namdar
Stock symbol
UMPQ
Transactions as of
Feb 7, 2022
Transactions value $
-$46,305
Form type
4
Date filed
2/8/2022, 05:15 PM
Previous filing
Feb 7, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$23.3K -1.12K -3.4% $20.83 31.7K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Tax liability -$23K -1.11K -3.49% $20.83 30.6K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Award $0 +249 +0.81% $0.00 30.9K Feb 7, 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -188 -0.61% $0.00 30.7K Feb 7, 2022 Direct F3, F4
holding UMPQ Common Stock 3.74K Feb 7, 2022 by 401(k)
holding UMPQ Common Stock 2.89K Feb 7, 2022 by SRP Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.