Neal T. Mclaughlin - Feb 7, 2022 Form 4 Insider Report for UMPQUA HOLDINGS CORP (UMPQ)

Role
EVP/Treasurer
Signature
/s/ Andrew H. Ognall, Attorney-in-fact for Neal T. McLaughlin
Stock symbol
UMPQ
Transactions as of
Feb 7, 2022
Transactions value $
-$56,116
Form type
4
Date filed
2/8/2022, 05:14 PM
Previous filing
Feb 7, 2022
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UMPQ Common Stock Tax liability -$27.8K -1.33K -1.04% $20.83 127K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Tax liability -$28.3K -1.36K -1.07% $20.83 126K Feb 7, 2022 Direct F1
transaction UMPQ Common Stock Award $0 +320 +0.25% $0.00 126K Feb 7, 2022 Direct F2, F3
transaction UMPQ Common Stock Disposed to Issuer $0 -241 -0.19% $0.00 126K Feb 7, 2022 Direct F3, F4
holding UMPQ Common Stock 1.09K Feb 7, 2022 by 401(k)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2 Additional shares issued under the PSA granted 2/4/19 due to the issuer's ROATCE performance above target.
F3 Not required.
F4 Shares forfeited under the PSA granted 2/4/19 due to the issuer's TSR performance below target.