Frank G. Bisceglia - Feb 1, 2022 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Frank G. Bisceglia
Stock symbol
HTBK
Transactions as of
Feb 1, 2022
Transactions value $
$94,635
Form type
4
Date filed
2/3/2022, 03:25 PM
Previous filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $28.8K +4.5K +11.73% $6.39 42.9K Feb 1, 2022 Direct
transaction HTBK Common Stock, No Par Value Options Exercise $29.6K +4.5K +10.5% $6.57 47.4K Feb 1, 2022 Direct
transaction HTBK Common Stock, No Par Value Options Exercise $36.3K +4.5K +9.5% $8.07 51.9K Feb 1, 2022 Direct
holding HTBK Common Stock, No Par Value 93.2K Feb 1, 2022 Indirect By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4.5K -100% $0.00* 0 Feb 1, 2022 Common Stock, No Par Value 4.5K $6.39 Direct
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4.5K -100% $0.00* 0 Feb 1, 2022 Common Stock, No Par Value 4.5K $6.57 Direct
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4.5K -100% $0.00* 0 Feb 1, 2022 Common Stock, No Par Value 4.5K $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Frank G. Bisceglia is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.