Frank G. Bisceglia - 01 Feb 2022 Form 4 Insider Report for HERITAGE COMMERCE CORP (HTBK)

Role
Director
Signature
/s/ Debbie Reuter as Attorney in fact for Frank G. Bisceglia
Issuer symbol
HTBK
Transactions as of
01 Feb 2022
Net transactions value
+$94,635
Form type
4
Filing time
03 Feb 2022, 15:25:02 UTC
Previous filing
01 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HTBK Common Stock, No Par Value Options Exercise $28,755 +4,500 +12% $6.39 42,875 01 Feb 2022 Direct
transaction HTBK Common Stock, No Par Value Options Exercise $29,565 +4,500 +10% $6.57 47,375 01 Feb 2022 Direct
transaction HTBK Common Stock, No Par Value Options Exercise $36,315 +4,500 +9.5% $8.07 51,875 01 Feb 2022 Direct
holding HTBK Common Stock, No Par Value 93,237 01 Feb 2022 Indirect By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4,500 -100% $0.000000* 0 01 Feb 2022 Common Stock, No Par Value 4,500 $6.39 Direct
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4,500 -100% $0.000000* 0 01 Feb 2022 Common Stock, No Par Value 4,500 $6.57 Direct
transaction HTBK Standard Employee Option - NSO Options Exercise $0 -4,500 -100% $0.000000* 0 01 Feb 2022 Common Stock, No Par Value 4,500 $8.07 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Frank G. Bisceglia is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.