Key facts
- This page summarizes Stephen J. Squeri's Form 4 filing for AMERICAN EXPRESS CO (AXP).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Feb 2022, 20:54.
Stephen J. Squeri - 29 Jan 2022 Form 4 Insider Report for AMERICAN EXPRESS CO (AXP)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- AXP
- Reported as of
- 29 Jan 2022
- Net transaction value
- +$8,527,210
- SEC form
- 4
- Accepted by SEC
- 01 Feb 2022, 20:54:13 UTC
- Next SEC filing
- 07 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kristina V. Fink, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephen J. Squeri filed Form 4 for AMERICAN EXPRESS CO (AXP) on 01 Feb 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$8,527,210.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXP
transaction
Common Stock
Award
- Transaction value
- $17,116,567
- Shares
- +96,671
- Change %
- +239%
- Price
- $177.06
- Shares after
- 137,048
- Date
- 29 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
AXP
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $8,589,358
- Shares
- -48,511
- Change %
- -35%
- Price
- $177.06
- Shares after
- 88,537
- Date
- 29 Jan 2022
- Ownership
- Direct
- Footnotes
- F2
AXP
transaction
Common Stock
Gift
- Transaction value
- Shares
- -9,092
- Change %
- -3.1%
- Price
- Shares after
- 287,482
- Date
- 31 Jan 2022
- Ownership
- Direct
- Footnotes
- F3
AXP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 38,750
- Date
- 29 Jan 2022
- Ownership
- by 2020 GRAT
- Footnotes
- F4
AXP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 128,035
- Date
- 29 Jan 2022
- Ownership
- by GRAT
- Footnotes
- F5
AXP
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 123
- Date
- 29 Jan 2022
- Ownership
- 401(k) Trust
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXP
transaction
Derivative
Employee Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +104,407
- Change %
- Price
- $0.000000
- Shares after
- 104,407
- Date
- 29 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 104,407
- Exercise price
- $100.96
- Footnotes
- F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2019 and have vested based on the Company's 2019-21 average return on equity performance.
Footnote F2
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
Footnote F3
The reported disposition represents a bona fide charitable gift made by the reporting person.
Footnote F4
Includes shares acquired pursuant to dividend reinvestment.
Footnote F5
Includes shares acquired pursuant to dividend reinvestment.
Footnote F6
Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
Footnote F7
The reported acquisition represents the vesting of Stock Options that were granted to the reported person on 1/29/2019. These options became exercisable on 1/29/2022 based on the Company's positive cumulative net income over the three year performance period.