Key facts
- This page summarizes David Bernstein's Form 4 filing for CARNIVAL CORP (CCL).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Jan 2022, 12:24.
David Bernstein - 18 Jan 2022 Form 4 Insider Report for CARNIVAL CORP (CCL)
- Reporting relationship
- CFO & CAO
- Issuer ticker
- CCL
- Reported as of
- 18 Jan 2022
- Net transaction value
- -$68,186
- SEC form
- 4
- Accepted by SEC
- 20 Jan 2022, 12:24:57 UTC
- Prior SEC filing
- 16 Jul 2021
- Next SEC filing
- 21 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Bernstein
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David Bernstein filed Form 4 for CARNIVAL CORP (CCL) on 20 Jan 2022.
Change
- Previous filing in this sequence was filed on 16 Jul 2021.
- Current net transaction value: -$68,186.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CCL
transaction
Common Stock
Tax liability
- Transaction value
- $447
- Shares
- -20
- Change %
- -0.02%
- Price
- $22.36
- Shares after
- 128,334
- Date
- 18 Jan 2022
- Ownership
- Direct
- Footnotes
- F1, F2
CCL
transaction
Common Stock
Tax liability
- Transaction value
- $67,739
- Shares
- -3,029
- Change %
- -2.4%
- Price
- $22.36
- Shares after
- 125,305
- Date
- 18 Jan 2022
- Ownership
- Direct
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents shares withheld by the Company to cover taxes associated with dividend equivalent shares delivered in connection with vesting of Management Incentive Plan tied restricted stock units granted January 17, 2020.
Footnote F2
This transaction was executed in multiple trades at prices ranging from $22.22 to $22.53. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
Represents shares withheld by the Company to cover taxes associated with vesting of special restricted stock units granted August 28, 2020.