Wendy Elizabeth Jones - Dec 16, 2021 Form 4 Insider Report for PRUDENTIAL FINANCIAL INC (PRU)

Role
Director
Signature
/s/ Richard J. Baker, attorney-in-fact
Stock symbol
PRU
Transactions as of
Dec 16, 2021
Transactions value $
$4,538
Form type
4
Date filed
12/20/2021, 02:51 PM
Previous filing
Oct 4, 2021
Next filing
Jan 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRU Notional Shares - Optional Award $648 +6 +1.05% $108.05 579 Dec 16, 2021 Common Stock 6 $0.00 Direct F1, F2
transaction PRU 1/4/21 Restricted Stock Units Award $2.27K +21 +1.03% $108.05 2.05K Dec 16, 2021 Common Stock 21 $0.00 Direct F3, F4
transaction PRU 2021 Restricted Stock Units Award $1.62K +15 +1.03% $108.05 1.48K Dec 16, 2021 Common Stock 15 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
F2 Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
F3 Each restricted stock unit represents a contingent right to receive one share of PRU common stock.
F4 The restricted stock units vest in one year on January 4, 2022 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
F5 The restricted stock units vest the earlier of the annual meeting or in one year on May 11, 2022 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.