Beatrice B. Taplin - Jan 21, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Jan 21, 2021
Transactions value $
-$9,198,075
Form type
4
Date filed
12/17/2021, 04:16 PM
Previous filing
Feb 11, 2022
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Gift $0 -14.2K -10.67% $0.00 119K Jan 21, 2021 Held by Trust FBO of Reporting Person dated 1/21/1966.
transaction HY Class A Common Stock Other $0 +199K $0.00 199K Dec 15, 2021 Shares held in Trust for which Reporting person is both Trustee and Beneficiary. F1
transaction HY Class A Common Stock Other $0 +59.2K +144.06% $0.00 100K Dec 15, 2021 Reporting Person serves as co-trustee of Trusts FBO grandchildren. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Gift -$9.2M -174K -100% $52.82 0 Sep 21, 2021 Class A Common Stock 174K Held by Trust FBO of Reporting Person dated 1/21/1966. F3
transaction HY Class B Common Stock Other $0 -199K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 199K Shares held in Trust for which Reporting person is both Trustee and Beneficiary. F1, F3
transaction HY Class B Common Stock Other $0 -59.2K -100% $0.00* 0 Dec 15, 2021 Class A Common Stock 59.2K Reporting Person serves as co-trustee of Trusts FBO grandchildren. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 N/A