BEATRICE B. TAPLIN - 21 Jan 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
21 Jan 2021
Net transactions value
-$9,198,075
Form type
4
Filing time
17 Dec 2021, 16:16:03 UTC
Previous filing
11 Feb 2022
Next filing
14 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Gift $0 -14,248 -11% $0.000000 119,344 21 Jan 2021 Held by Trust FBO of Reporting Person dated 1/21/1966.
transaction HY Class A Common Stock Other $0 +199,459 $0.000000 199,459 15 Dec 2021 Shares held in Trust for which Reporting person is both Trustee and Beneficiary. F1
transaction HY Class A Common Stock Other $0 +59,170 +144% $0.000000 100,242 15 Dec 2021 Reporting Person serves as co-trustee of Trusts FBO grandchildren. F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Gift $9,198,075 -174,140 -100% $52.82 0 21 Sep 2021 Class A Common Stock 174,140 Held by Trust FBO of Reporting Person dated 1/21/1966. F3
transaction HY Class B Common Stock Other $0 -199,459 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 199,459 Shares held in Trust for which Reporting person is both Trustee and Beneficiary. F1, F3
transaction HY Class B Common Stock Other $0 -59,170 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 59,170 Reporting Person serves as co-trustee of Trusts FBO grandchildren. F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 N/A