Beatrice B. Taplin - 10 Dec 2021 Form 4 Insider Report for NACCO INDUSTRIES INC (NC)

Role
Member of a group
Signature
/s/ Matthew J. Dilluvio, attorney-in-fact
Issuer symbol
NC
Transactions as of
10 Dec 2021
Net transactions value
$0
Form type
4
Filing time
14 Dec 2021, 15:00:29 UTC
Previous filing
17 Dec 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NC Class A Common Stock Other +27,310 +103% 53,924 10 Dec 2021 By Trust F1, F2, F3
holding NC Class A Common Stock 34,910 10 Dec 2021 Proportionate membership interest in shares held by Abigail II, LLC
holding NC Class A Common Stock 13,040 10 Dec 2021 By Marital Trust/PNC F3
holding NC Class A Common Stock 9,785 10 Dec 2021 By Trust/GC#5 F4
holding NC Class A Common Stock 9,785 10 Dec 2021 By Trust/GC#4 F4
holding NC Class A Common Stock 5,250 10 Dec 2021 By Trust/GC#1 F4
holding NC Class A Common Stock 12,649 10 Dec 2021 By Trust/GC#2 F4
holding NC Class A Common Stock 12,649 10 Dec 2021 By Trust/GC#3 F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NC Class B Common Stock Other -27,310 -100% 0 10 Dec 2021 Class A Common Stock 27,310 $0.000000 By Trust F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Amended and Restated Stockholders' Agreement dated September 29, 2017 (as amended).
F2 N/A
F3 Held by Trust, PNC Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
F4 Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.