DAVID B. WILLIAMS - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Director, Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 14:21:15 UTC
Previous filing
05 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 +58,586 +49% $0.000000 179,314 15 Dec 2021 Held by trust for the benefit of Reporting Person's Spouse F1, F2
transaction HY Class A Common Stock Other $0 -32,913 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests in shares held by Rankin Associates IV. F2, F3
transaction HY Class A Common Stock Other $0 -26,624 -14% $0.000000 165,124 15 Dec 2021 Spouse's proportionate partnership interest shares held by AMR Associates LP F2, F3
transaction HY Class A Common Stock Other $0 -24,231 -98% $0.000000 608 15 Dec 2021 Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F3
transaction HY Class A Common Stock Other $0 -24,231 -98% $0.000000 607 15 Dec 2021 Serves as Trustee of CRW 2020 GST trust fbo Margo Williams F2, F3
transaction HY Class A Common Stock Other $0 -24,231 -98% $0.000000 608 15 Dec 2021 Serves as Trustee of CRW 2020 GST trust fbo Helen Williams F2, F3
transaction HY Class A Common Stock Other $0 -24,230 -98% $0.000000 607 15 Dec 2021 Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler F3, F4
transaction HY Class A Common Stock Other $0 -18,760 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interests in shares held by Rankin Associates I. F2, F3
transaction HY Class A Common Stock Other $0 -10,581 -100% $0.000000* 0 15 Dec 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3
transaction HY Class A Common Stock Other $0 -9,206 -100% $0.000000* 0 15 Dec 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams F2, F3
transaction HY Class A Common Stock Other $0 -7,375 -100% $0.000000* 0 15 Dec 2021 proportionate LP interest in shares held by RA II, L.P F3
transaction HY Class A Common Stock Other $0 +3,528 +81% $0.000000 7,885 15 Dec 2021 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F1, F2
transaction HY Class A Common Stock Other $0 +2,332 +33% $0.000000 9,500 15 Dec 2021 Direct F1
transaction HY Class A Common Stock Other $0 +2,152 +72% $0.000000 5,135 15 Dec 2021 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F1, F2
transaction HY Class A Common Stock Other $0 -905 -100% $0.000000* 0 15 Dec 2021 proportionate interests held in shares in Rankin Associates V F3
transaction HY Class A Common Stock Other $0 -635 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F2, F3
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,217 15 Dec 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2, F3
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,217 15 Dec 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F2, F3
transaction HY Class A Common Stock Other $0 -146 -100% $0.000000* 0 15 Dec 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 -58,586 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 58,586 Held by trust for the benefit of Reporting Person's Spouse F1, F2, F5
transaction HY Class B Common Stock Other $0 +32,913 +63% $0.000000 85,056 15 Dec 2021 Class A Common Stock 32,913 Spouse's proportionate interests in shares held by Rankin Associates IV. F2, F3, F5
transaction HY Class B Common Stock Other $0 +26,624 +26% $0.000000 129,223 15 Dec 2021 Class A Common Stock 26,624 Spouse's proportionate partnership interest shares held by AMR Associates LP F2, F3, F5
transaction HY Class B Common Stock Other $0 +24,231 +64% $0.000000 62,369 15 Dec 2021 Class A Common Stock 24,231 Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F3, F6, F7, F8
transaction HY Class B Common Stock Other $0 +24,231 +64% $0.000000 62,369 15 Dec 2021 Class A Common Stock 24,231 Serves as Trustee of CRW 2020 GST trust fbo Margo Williams F2, F3, F9, F10, F11
transaction HY Class B Common Stock Other $0 +24,231 +64% $0.000000 62,369 15 Dec 2021 Class A Common Stock 24,231 Serves as Trustee of CRW 2020 GST trust fbo Helen Williams F2, F3, F12, F13, F14
transaction HY Class B Common Stock Other $0 +24,230 +64% $0.000000 62,368 15 Dec 2021 Class A Common Stock 24,230 Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler F2, F3, F15, F16, F17
transaction HY Class B Common Stock Other $0 +18,760 +56% $0.000000 52,321 15 Dec 2021 Class A Common Stock 18,760 Spouse's proportionate interests in shares held by Rankin Associates I. F2, F3, F5
transaction HY Class B Common Stock Other $0 +10,581 +100% $0.000000 21,162 15 Dec 2021 Class A Common Stock 10,581 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3, F5
transaction HY Class B Common Stock Other $0 +9,206 +100% $0.000000 18,412 15 Dec 2021 Class A Common Stock 9,206 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F3, F5
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams F2, F3, F18, F19, F20
transaction HY Class B Common Stock Other $0 +7,375 +100% $0.000000 14,750 15 Dec 2021 Class A Common Stock 7,375 proportionate LP interest in shares held by RA II, L.P F3, F5
transaction HY Class B Common Stock Other $0 -3,528 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,528 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F1, F2, F5
transaction HY Class B Common Stock Other $0 -2,332 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 2,332 Direct F1, F5
transaction HY Class B Common Stock Other $0 -2,152 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 2,152 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F1, F2, F5
transaction HY Class B Common Stock Other $0 +905 $0.000000 905 15 Dec 2021 Class A Common Stock 905 proportionate interests held in shares in Rankin Associates V F3, F5
transaction HY Class B Common Stock Other $0 +635 $0.000000 635 15 Dec 2021 Class A Common Stock 635 Reporting person's proportionate interest in shares held by Rankin Associates VI F3, F5
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F3, F5
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F2, F3, F5
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F2, F3, F5
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F2, F3, F5
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F2, F3, F5
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F2, F3, F5
transaction HY Class B Common Stock Other $0 +146 $0.000000 146 15 Dec 2021 Class A Common Stock 146 Spouse's proportionate interest in shares held by Rankin Associates VI F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A
F17 N/A
F18 N/A
F19 N/A
F20 N/A