David B. Williams - Oct 1, 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Director, Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Stock symbol
HY
Transactions as of
Oct 1, 2021
Transactions value $
$0
Form type
4
Date filed
10/5/2021, 02:17 PM
Previous filing
Jul 6, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Award $0 +522 +7.85% $0.00 7.17K Oct 1, 2021 Direct F1
holding HY Class A Common Stock 192K Oct 1, 2021 Spouse's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 24.8K Oct 1, 2021 Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler F3
holding HY Class A Common Stock 18.8K Oct 1, 2021 Spouse's proportionate interests in shares held by Rankin Associates I. F2
holding HY Class A Common Stock 32.9K Oct 1, 2021 Spouse's proportionate interests in shares held by Rankin Associates IV. F2
holding HY Class A Common Stock 146 Oct 1, 2021 Spouse's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 121K Oct 1, 2021 Held by trust for the benefit of Reporting Person's Spouse F2
holding HY Class A Common Stock 8.23K Oct 1, 2021 Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams F2
holding HY Class A Common Stock 7.38K Oct 1, 2021 proportionate LP interest in shares held by RA II, L.P
holding HY Class A Common Stock 905 Oct 1, 2021 proportionate interests held in shares in Rankin Associates V
holding HY Class A Common Stock 635 Oct 1, 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI
holding HY Class A Common Stock 24.8K Oct 1, 2021 Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler F2
holding HY Class A Common Stock 1.74K Oct 1, 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 10.6K Oct 1, 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2
holding HY Class A Common Stock 461 Oct 1, 2021 Child's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 634 Oct 1, 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 2.98K Oct 1, 2021 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F2
holding HY Class A Common Stock 24.8K Oct 1, 2021 Serves as Trustee of CRW 2020 GST trust fbo Helen Williams F2
holding HY Class A Common Stock 1.74K Oct 1, 2021 Child's proportionate partnership interest shares held by AMR Associates LP F2
holding HY Class A Common Stock 9.21K Oct 1, 2021 Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2
holding HY Class A Common Stock 461 Oct 1, 2021 child's proportionate interests held in shares in Rankin Associates V F2
holding HY Class A Common Stock 634 Oct 1, 2021 Child's proportionate interest in shares held by Rankin Associates VI F2
holding HY Class A Common Stock 4.36K Oct 1, 2021 Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F2
holding HY Class A Common Stock 24.8K Oct 1, 2021 Serves as Trustee of CRW 2020 GST trust fbo Margo Williams F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HY Class B Common Stock 103K Oct 1, 2021 Class A Common Stock 103K Spouse's proportionate partnership interest shares held by AMR Associates LP F2, F4
holding HY Class B Common Stock 38.1K Oct 1, 2021 Class A Common Stock 38.1K Spouse is Trustee of HRB 2020 GST trust fbo Clara Butler F2, F5, F6, F7
holding HY Class B Common Stock 33.6K Oct 1, 2021 Class A Common Stock 33.6K Spouse's proportionate interests in shares held by Rankin Associates I. F2, F4
holding HY Class B Common Stock 52.1K Oct 1, 2021 Class A Common Stock 52.1K Spouse's proportionate interests in shares held by Rankin Associates IV. F2, F4
holding HY Class B Common Stock 58.6K Oct 1, 2021 Class A Common Stock 58.6K Held by trust for the benefit of Reporting Person's Spouse F2, F4
holding HY Class B Common Stock 11.9K Oct 1, 2021 Class A Common Stock 11.9K Spouse is Trustee of BTR 2020 GST trust fbo Clara Williams F2, F8, F9, F10
holding HY Class B Common Stock 2.33K Oct 1, 2021 Class A Common Stock 2.33K Direct F4
holding HY Class B Common Stock 7.38K Oct 1, 2021 Class A Common Stock 7.38K proportionate LP interest in shares held by RA II, L.P F4
holding HY Class B Common Stock 38.1K Oct 1, 2021 Class A Common Stock 38.1K Spouse is Trustee of HRB 2020 GST trust fbo Griffin Butler F2, F11, F12, F13
holding HY Class B Common Stock 2.03K Oct 1, 2021 Class A Common Stock 2.03K Child's proportionate partnership interest shares held by AMR Associates LP F2, F4
holding HY Class B Common Stock 10.6K Oct 1, 2021 Class A Common Stock 10.6K Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F4
holding HY Class B Common Stock 2.15K Oct 1, 2021 Class A Common Stock 2.15K Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F2, F4
holding HY Class B Common Stock 38.1K Oct 1, 2021 Class A Common Stock 38.1K Serves as Trustee of CRW 2020 GST trust fbo Helen Williams F2, F14, F15, F16
holding HY Class B Common Stock 2.03K Oct 1, 2021 Class A Common Stock 2.03K Child's proportionate partnership interest shares held by AMR Associates LP F2, F4
holding HY Class B Common Stock 9.21K Oct 1, 2021 Class A Common Stock 9.21K Minor child's trust?s proportionate interests in shares held by Rankin Associates II. F2, F4
holding HY Class B Common Stock 3.53K Oct 1, 2021 Class A Common Stock 3.53K Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child F2, F4
holding HY Class B Common Stock 38.1K Oct 1, 2021 Class A Common Stock 38.1K Serves as Trustee of CRW 2020 GST trust fbo Margo Williams F2, F17, F18, F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 N/A
F5 N/A
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 N/A
F14 N/A
F15 N/A
F16 N/A
F17 N/A
F18 N/A
F19 N/A