Helen Rankin Butler - 15 Dec 2021 Form 4 Insider Report for HYSTER-YALE MATERIALS HANDLING, INC. (HY)

Role
Member of a Group
Signature
/s/ Suzanne S. Taylor, attorney-in-fact
Issuer symbol
HY
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 14:12:10 UTC
Previous filing
05 Oct 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HY Class A Common Stock Other $0 -18,761 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interest in shares held by Rankin Associates I, L.P. F1
transaction HY Class A Common Stock Other $0 -8,228 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of BTR 2020 GST trust fbo Helen Butler F1
transaction HY Class A Common Stock Other $0 -4,825 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of JCB 2020 GST trust fbo Griffin Butler F1, F2
transaction HY Class A Common Stock Other $0 -4,825 -100% $0.000000* 0 15 Dec 2021 Serves as Trustee of JCB 2020 GST trust fbo Clara Butler F1, F3
transaction HY Class A Common Stock Other $0 -9,052 -100% $0.000000* 0 15 Dec 2021 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4
transaction HY Class A Common Stock Other $0 -9,208 -100% $0.000000* 0 15 Dec 2021 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4
transaction HY Class A Common Stock Other $0 -32,912 -100% $0.000000* 0 15 Dec 2021 proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. F1
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F1, F4
transaction HY Class A Common Stock Other $0 -461 -100% $0.000000* 0 15 Dec 2021 child's proportionate interests held in shares in Rankin Associates V F1, F4
transaction HY Class A Common Stock Other $0 -146 -100% $0.000000* 0 15 Dec 2021 Reporting person's proportionate interest in shares held by Rankin Associates VI F1
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F1, F4
transaction HY Class A Common Stock Other $0 -634 -100% $0.000000* 0 15 Dec 2021 Child's proportionate interest in shares held by Rankin Associates VI F1, F4
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,216 15 Dec 2021 Child's proportionate partnership interest shares held by AMR Associates LP F1, F4
transaction HY Class A Common Stock Other $0 -527 -30% $0.000000 1,216 15 Dec 2021 Child's proportionate partnership interest shares held by AMR Associates LP F1, F4
transaction HY Class A Common Stock Other $0 -26,624 -14% $0.000000 165,124 15 Dec 2021 proportionate partnership interest shares held by AMR Associates LP F1
transaction HY Class A Common Stock Other $0 +17,262 +52% $0.000000 50,387 15 Dec 2021 spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. F4, F5
transaction HY Class A Common Stock Other $0 +3,683 +82% $0.000000 8,196 15 Dec 2021 held in Trust for the benefit of Reporting Person's child F4, F5
transaction HY Class A Common Stock Other $0 +3,527 +81% $0.000000 7,884 15 Dec 2021 held in trust for the benefit of Reporting Person's child F4, F5
transaction HY Class A Common Stock Other $0 +58,586 +49% $0.000000 179,314 15 Dec 2021 held by Trust for the benefit of Reporting Person F5
holding HY Class A Common Stock 2,800 15 Dec 2021 Individual Retirement Account for the benefit of the Reporting Person's spouse F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HY Class B Common Stock Other $0 +18,761 +56% $0.000000 52,321 15 Dec 2021 Class A Common Stock 18,761 proportionate limited partnership interest in shares held by Rankin Associates I, L.P. F1, F6
transaction HY Class B Common Stock Other $0 +8,228 +69% $0.000000 20,160 15 Dec 2021 Class A Common Stock 8,228 Serves as Trustee of BTR 2020 GST trust fbo Helen Butler F1, F7, F8, F9
transaction HY Class B Common Stock Other $0 +4,825 +119% $0.000000 8,880 15 Dec 2021 Class A Common Stock 4,825 Trustee of JCB 2020 GST trust fbo son. Reflects proportionate interest held in shares in RAII F1, F10, F11, F12, F13
transaction HY Class B Common Stock Other $0 +4,825 +119% $0.000000 8,879 15 Dec 2021 Class A Common Stock 4,825 Trustee of JCB 2020 GST trust fbo daughter. Reflects proportionate interest held in shares in RAII F1, F14, F15, F16, F17
transaction HY Class B Common Stock Other $0 +9,052 +100% $0.000000 18,104 15 Dec 2021 Class A Common Stock 9,052 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4, F6
transaction HY Class B Common Stock Other $0 +9,208 +100% $0.000000 18,416 15 Dec 2021 Class A Common Stock 9,208 child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P F1, F4, F6
transaction HY Class B Common Stock Other $0 +32,912 +63% $0.000000 85,056 15 Dec 2021 Class A Common Stock 32,912 proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. F1, F6
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F1, F4, F6
transaction HY Class B Common Stock Other $0 +461 $0.000000 461 15 Dec 2021 Class A Common Stock 461 child's proportionate interests held in shares in Rankin Associates V F1, F4, F6
transaction HY Class B Common Stock Other $0 +146 $0.000000 146 15 Dec 2021 Class A Common Stock 146 Reporting person's proportionate interest in shares held by Rankin Associates VI F1, F6
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F1, F4, F6
transaction HY Class B Common Stock Other $0 +634 $0.000000 634 15 Dec 2021 Class A Common Stock 634 Child's proportionate interest in shares held by Rankin Associates VI F1, F4, F6
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F1, F6
transaction HY Class B Common Stock Other $0 +527 +26% $0.000000 2,560 15 Dec 2021 Class A Common Stock 527 Child's proportionate partnership interest shares held by AMR Associates LP F1, F6
transaction HY Class B Common Stock Other $0 +26,624 +26% $0.000000 129,223 15 Dec 2021 Class A Common Stock 26,624 proportionate partnership interest shares held by AMR Associates LP F1, F6
transaction HY Class B Common Stock Other $0 -17,262 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 17,262 spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. F4, F5, F6
transaction HY Class B Common Stock Other $0 -3,683 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,683 held by Trust for the benefit of Reporting Person's child F5, F6
transaction HY Class B Common Stock Other $0 -3,527 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 3,527 held by trust for the benefit of Reporting Person's child F4, F5, F6
transaction HY Class B Common Stock Other $0 -58,586 -100% $0.000000* 0 15 Dec 2021 Class A Common Stock 58,586 Held by Trust for the benefit of Reporting Person F5, F6
holding HY Class B Common Stock 2,800 15 Dec 2021 Class A Common Stock 2,800 Individual Retirement Account for the benefit of the Reporting Person's spouse F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F2 Reporting Person disclaims beneficial ownership of all such shares.
F3 Reporting Person disclaims beneficial ownership of all such shares.
F4 Reporting Person disclaims beneficial ownership of all such shares.
F5 Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
F6 N/A
F7 N/A
F8 N/A
F9 N/A
F10 N/A
F11 N/A
F12 N/A
F13 Reporting Person disclaims beneficial ownership of all such shares.
F14 N/A
F15 N/A
F16 N/A
F17 Reporting Person disclaims beneficial ownership of all such shares.